DFX Intelligence

Z•••••• A•••••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

Z•••••• A•••••••• M••••

Advisor at C•••••••• W•••••• L••

CLIVE, IA

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Search this name across graphsid dfx:ria:dd68edbc-f7de-4a75-07cf-0504da6e5d01

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 30, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• W•••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• W•••••• L••	State registered	Jun 24, 2025	n/a	yes	CLIVE, IA	Current employment
C•••••••• W•••••• L••	State registered	Nov 3, 2017	Dec 31, 2024	no	CLIVE, IA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	C•••••••• W•••••• L••	Nov 7, 2017	Nov 3, 2017	-4	Firm change	Wirehouse to state RIA

Relationships

Registered with (2)

→ C•••••••• W•••••• L••Registered adviserregistration: previous registration
Nov 3, 2017 to Dec 31, 2024factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jan 30, 2014 to Nov 7, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dd68edbc-f7de-4a75-07cf-0504da6e5d01
First observed: Jan 30, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.