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Advisor at STEPHENS
MEMPHIS, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Stephens | Bd affiliated wealth | Dec 26, 2025 | n/a | yes | MEMPHIS, TN | Current employment |
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Sep 11, 2017 | Dec 18, 2025 | no | Memphis, TN|AUSTIN, TX | Previous registration |
| WFG ADVISORS, LP | Former SEC adviser | Dec 20, 2011 | Sep 1, 2017 | no | MEMPHIS, TN | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Dec 21, 2011 | no | Memphis, TN | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jun 1, 2009 | no | MEMPHIS, TN|SALINAS, CA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Nov 2, 1998 | Apr 2, 2007 | no | SALINAS, CA|SALINAS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | Stephens | Dec 18, 2025 | Dec 26, 2025 | 8 | Firm change | Ibd to ibd |
| WFG ADVISORS, LP | KESTRA ADVISORY SERVICES, LLC | Sep 1, 2017 | Sep 11, 2017 | 10 | Firm change | Other |
| MORGAN STANLEY | WFG ADVISORS, LP | Dec 21, 2011 | Dec 20, 2011 | -1 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 125073:283330:TN:2017-09-01 | Sep 1, 2017 | Sep 11, 2017 | MEMPHIS, TN | Firm change |