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Advisor at PRINCIPAL SECURITIES, INC.
OMAHA, NE | DES MOINES, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Jan 24, 2019 | n/a | yes | DES MOINES, IA|OMAHA, NE | Current employment |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Feb 7, 2006 | Dec 31, 2007 | no | Downers Grove, IL|Cedar Rapids, IA | Previous registration |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Nov 1, 2004 | Feb 1, 2006 | no | CEDAR RAPIDS, IA|CEDAR RAPIDS, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURIAN FINANCIAL SERVICES, INC. | PRINCIPAL SECURITIES, INC. | Dec 31, 2007 | Jan 24, 2019 | 4,042 | Firm change after gap | Other |
| THRIVENT INVESTMENT MANAGEMENT INC. | SECURIAN FINANCIAL SERVICES, INC. | Feb 1, 2006 | Feb 7, 2006 | 6 | Firm change | Other |