DFX Intelligence

P••••• F•••• F••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

P••••• F•••• F••••••••• L••

CRD 139262

FOREST HILL, MD

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Search this name across graphsid dfx:ria:dd6d2402-f5e8-7ca2-dbce-fbaab92e7375

Data as of Mar 13, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 0
Observed: Mar 13, 2025 to Mar 13, 2025
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $50.5M••• Locked
Discretionary RAUM: $50.5M
Private client RAUM: $44.0Mderived••• Locked
Private client share: 87%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees: 1

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
K••• W•••••• K•••••	Certified Financial Planner	PALM HARBOR, FL \| Forest Hill, MD \| FOREST HILL, MD \| ISLAMORADA, FL	11	23	2	no

Relationships

Registered with (1)

← K••• W•••••• K•••••Advisorregistration: current employment
Jan 14, 2015 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dd6d2402-f5e8-7ca2-dbce-fbaab92e7375
First observed: Mar 13, 2025
Last observed: Mar 13, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.