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G••••• E••••• C•••••• H•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

G••••• E••••• C•••••• H•••••••• I•••

CRD 161948

NEW YORK, NY

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Search this name across graphsid dfx:ria:dd6e9546-7955-259e-1090-92937c93537b

Data as of Feb 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 1
Observed: May 9, 2013 to Feb 24, 2026
21 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

G••••• E••••• C•••••• H•••••••• I•••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $339MItem 5.F on the latest filing (2026-02-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $339M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
L••••• C•••••• F•••• L•	Hedge Fund	$240M	Jul 25, 2024	87	Mar 9, 2021	reported	021-385405
T••••••••• C•••••• P•••••••• L•••	Hedge Fund	$146M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••• D••••• A•	SECRETARY; TREASURER	C	yes	02/1994	May 9, 2013	Jul 25, 2024
C••••• J•••••• A•	PRESIDENT; DIRECTOR; CHIEF COMPLIANCE OFFICER	D	yes	02/1994	May 9, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G••••• E••••• C•••••• G• L••	n/a	n/a	n/a	N	yes	n/a
L••••• C•••••• F••• G• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$339M	$299M	13.5%	$178M	24.0%	7	7	0	0

Relationships

Advises (2)

→ L••••• C•••••• F•••• L•Private fundHedge Fund, IA
Mar 9, 2021 to presentfactForm ADV
→ T••••••••• C•••••• P•••••••• L•••Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV

Controls (2)

← C••••• J•••••• A•OwnerPRESIDENT; DIRECTOR; CHIEF COMPLIANCE OFFICER, ownership code D, individual
May 9, 2013 to Jul 25, 2024factForm ADV
← C••••• D••••• A•

Dated events

Occurred
May 9, 2013
First Form ADV filing
G••••• E••••• C•••••• H•••••••• I••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dd6e9546-7955-259e-1090-92937c93537b
First observed: May 9, 2013
Last observed: Feb 24, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Feb 24, 2026	$339M	$339M	7	4	0	1	n/a
2024	Mar 28, 2025	$299M	$299M	7	4	0	1	n/a
2023	Mar 27, 2024	$212M	$212M	4	3	0	2	$211M
2022	Mar 28, 2023	$178M	$178M	4	3	0	2	$178M
2021	Mar 14, 2022	$220M	$220M	5	3	0	2	$220M
2020	Mar 9, 2021	$190M	$190M	3	2	0	2	$190M
2019	Mar 19, 2020	$143M	$143M	3	2	0	1	$143M
2018	Mar 29, 2019	$180M	$180M	5	3	0	1	$180M
2017	Mar 28, 2018	$191M	$191M	5	3	0	1	$191M
2016	Mar 31, 2017	$179M	$179M	6	3	n/a	1	$179M
2015	Mar 30, 2016	$180M	$180M	6	3	n/a	1	$180M
2014	Mar 31, 2015	$172M	$172M	6	3	n/a	1	$172M
2013	Mar 31, 2014	$190M	$190M	6	3	n/a	1	$190M