K••• A• L•••••

Advisor at C•••••••• G••••• M•••••• I•••

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This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 14, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• G••••• M•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 14, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 2

Registration history

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Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	May 29, 2007	n/a	yes	BOSTON, MA\|GREENWICH, CT\|Newton, MA	Current employment
C••••••• I••••••••• S•••••••	n/a	Sep 20, 2004	May 29, 2007	no	BOSTON, MA\|BOSTON, MA

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• I••••••••• S•••••••	C•••••••• G••••• M•••••• I•••	May 29, 2007	May 29, 2007	0	Bulk transfer	Other
R•••••••• S•••••••• I•••	C••••••• I••••••••• S•••••••	Oct 29, 2002	Sep 20, 2004

Relationships

Registered with (3)

→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: current employment
May 29, 2007 to presentfactForm ADV
→ C••••••• I••••••••• S•••••••Registered adviserregistration: previous registration
Sep 20, 2004 to May 29, 2007factForm ADV
→ R•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 14, 2002 to Oct 29, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 14, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.