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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

J CAPITAL RESEARCH

J CAPITAL RESEARCH USA LLC, CRD 290086

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dd75ac5f-4d29-76fe-5798-e215928c5140

Data as of Feb 17, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Oct 26, 2017 to Feb 17, 2020
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 6
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
SEC number: 801-112075
CRD: 290086
Filings on the tape: 12
First filed: Oct 26, 2017
Latest filed: Feb 17, 2020
Organised: Limited Liability Company, New York

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MURRAY, TIMOTHY, PATRICK	CCO/ELECTED MANAGER AND MEMBER	D	yes	08/2019	Oct 26, 2017	Feb 17, 2020
STEVENSON-YANG, ANNE, KITTREDGE	CEO AND MEMBER	D	yes	08/2019	Oct 26, 2017	Feb 17, 2020
TONG, GUICHUN	CFO/ELECTED MANAGER	Na	yes	10/2012	Oct 26, 2017	Feb 17, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
J CAPITAL RESEARCH LIMITED	n/a	Former SEC adviser	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2019	Feb 17, 2020	n/a	n/a	6	4	n/a	n/a
2018	May 21, 2019	n/a	n/a	6	4	n/a	n/a
2017	Mar 27, 2018	n/a	n/a	6	4	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	n/a	n/a	n/a	n/a	n/a	6	6	0	0

Relationships

Affiliated with (2)

→ J CAPITAL RESEARCHRegistered adviserother investment adviser, control, common control
factForm ADV
← J CAPITAL RESEARCHRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (3)

← STEVENSON-YANG, ANNE, KITTREDGEOwnerCEO AND MEMBER, ownership code D, individual
Oct 26, 2017 to presentfactForm ADV
← MURRAY, TIMOTHY, PATRICKOwnerCCO/ELECTED MANAGER AND MEMBER, ownership code D, individual
Oct 26, 2017 to presentfactForm ADV
← TONG, GUICHUNOwnerCFO/ELECTED MANAGER, ownership code NA, individual
Oct 26, 2017 to presentfactForm ADV

Dated events

Occurred
Nov 7, 2019
Control person left
Chun Ding (Shareholder) no longer on Schedule A of J Capital Research (listed 2019-05-21, absent 2019-11-07)
Form ADVobserved 5 days ago
Occurred
Oct 26, 2017
First Form ADV filing
J Capital Research filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dd75ac5f-4d29-76fe-5798-e215928c5140
First observed: Oct 26, 2017
Last observed: Feb 17, 2020 80 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

J CAPITAL RESEARCH

J CAPITAL RESEARCH USA LLC, CRD 290086

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dd75ac5f-4d29-76fe-5798-e215928c5140

Data as of Feb 17, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:14 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MURRAY, TIMOTHY, PATRICK

CCO/ELECTED MANAGER AND MEMBER

yes

08/2019

Oct 26, 2017

Feb 17, 2020

STEVENSON-YANG, ANNE, KITTREDGE

CEO AND MEMBER

yes

08/2019

Oct 26, 2017

Feb 17, 2020

TONG, GUICHUN

CFO/ELECTED MANAGER

yes

10/2012

Oct 26, 2017

Feb 17, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

J CAPITAL RESEARCH LIMITED

n/a

Former SEC adviser

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Feb 17, 2020

n/a

2018

May 21, 2019

n/a

2017

Mar 27, 2018

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

n/a