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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

ANTHONY MICHAEL LINDNER

Advisor at ROCKEFELLER CAPITAL MANAGEMENT

San Francisoc, CA | Walnut Creek, CA | San Francisco, CA

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Search this name across graphsid dfx:ria:dd7f0a29-2a33-3e0e-fa6c-9b120af7a3a3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 1
Observed: Jun 23, 2000 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Anthony Michael Lindner

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROCKEFELLER CAPITAL MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 23, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 2
Registered states: 2
Exams: S66
First exam: Sep 23, 2013
First registration: Jun 23, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 3192734

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROCKEFELLER CAPITAL MANAGEMENT	Bd affiliated wealth	Aug 7, 2024	n/a	yes	Walnut Creek, CA	Current employment
ROCKEFELLER CAPITAL MANAGEMENT	Bd affiliated wealth	Feb 5, 2020	n/a	yes	San Francisco, CA\|San Francisoc, CA	Current employment
ROBERTSON STEPHENS ADVISORS	Former SEC adviser	Dec 11, 2013	Nov 29, 2017	no	SAN FRANCISCO, CA	Previous registration
S & Y ASSET MANAGEMENT LLC	n/a	Mar 11, 2005	Dec 31, 2005	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA	Previous registration
STONE & YOUNGBERG LLC	Former SEC adviser	Sep 15, 2004	Aug 21, 2006	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA	Previous registration
QUICK & REILLY, INC.	n/a	Nov 22, 2002	Oct 12, 2004	no	SAN FRANCISCO, CA	Previous registration
ROBERTSON STEPHENS, INC.	n/a	Jun 23, 2000	Aug 19, 2002	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ROBERTSON STEPHENS ADVISORS	ROCKEFELLER CAPITAL MANAGEMENT	Nov 29, 2017	Feb 5, 2020	798	Firm change after gap	RIA to RIA
STONE & YOUNGBERG LLC	S & Y ASSET MANAGEMENT LLC	Aug 21, 2006	Mar 11, 2005	-528	Firm change after gap	Other
S & Y ASSET MANAGEMENT LLC	ROBERTSON STEPHENS ADVISORS	Dec 31, 2005	Dec 11, 2013	2,902	Firm change after gap	Other
QUICK & REILLY, INC.	STONE & YOUNGBERG LLC	Oct 12, 2004	Sep 15, 2004	-27	Firm change	Other
ROBERTSON STEPHENS, INC.	QUICK & REILLY, INC.	Aug 19, 2002	Nov 22, 2002	95	Firm change	Other

Relationships

Registered with (7)

→ ROCKEFELLER CAPITAL MANAGEMENTRegistered adviserregistration: current employment
Aug 7, 2024 to presentfactForm ADV
→ ROCKEFELLER CAPITAL MANAGEMENTRegistered adviserregistration: current employment
Feb 5, 2020 to presentfactForm ADV
→ ROBERTSON STEPHENS ADVISORSRegistered adviserregistration: previous registration
Dec 11, 2013 to Nov 29, 2017factForm ADV
→ STONE & YOUNGBERG LLCRegistered adviserregistration: previous registration
Sep 15, 2004 to Aug 21, 2006factForm ADV
→ S & Y ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Mar 11, 2005 to Dec 31, 2005factForm ADV
→ QUICK & REILLY, INC.Registered adviserregistration: previous registration
Nov 22, 2002 to Oct 12, 2004factForm ADV
→ ROBERTSON STEPHENS, INC.Registered adviserregistration: previous registration
Jun 23, 2000 to Aug 19, 2002factForm ADV

Dated events

No dated event names this entity yet.