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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
HUNTINGTON, WV | HILTON HEAD ISLAND, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jul 22, 2013 | n/a | yes | HUNTINGTON, WV|HILTON HEAD ISLAND, SC | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Aug 7, 2013 | no | Huntington, WV | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Oct 12, 2004 | Jun 1, 2009 | no | HUNTINGTON, WV|HUNTINGTON, WV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RAYMOND JAMES & ASSOCIATES, INC. | Aug 7, 2013 | Jul 22, 2013 | -16 | Firm change | Wirehouse to ibd |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |