DFX Intelligence

B•••••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

B•••••• T•••••••

Advisor at T••••••• W••••• M•••••••••

WILBRAHAM, MA

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Search this name across graphsid dfx:ria:dd93daad-9237-ca6a-2150-2e2b4d402aed

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 8, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• W••••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• W••••• M•••••••••	State registered	Jun 4, 2021	n/a	yes	WILBRAHAM, MA	Current employment
F•••• A••••• A••••••• S•••••••• I•••	Former SEC adviser	Aug 8, 2011	Aug 9, 2016	no	WILBRAHAM, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• A••••• A••••••• S•••••••• I•••	T••••••• W••••• M•••••••••	Aug 9, 2016	Jun 4, 2021	1,760	Firm change after gap	Other

Relationships

Registered with (2)

→ T••••••• W••••• M•••••••••Registered adviserregistration: current employment
Jun 4, 2021 to presentfactForm ADV
→ F•••• A••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 8, 2011 to Aug 9, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dd93daad-9237-ca6a-2150-2e2b4d402aed
First observed: Aug 8, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.