DFX Intelligence
Reading the graph
Reading the graph
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Advisor at I••••••••• F•••••••• P•••••••
Fort Washington, PA | TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I••••••••• F•••••••• P••••••• | Bd affiliated wealth | May 16, 2025 | n/a | yes | Fort Washington, PA|TAMPA, FL | Current employment |
| W•••••• I••••••••• S••••••••• | Former SEC adviser | Feb 29, 2008 | Oct 20, 2008 | no | PASADENA, CA|Fort Washington, PA|FORT WASHINGTON, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••••• M••••••••• A••••••••• I••• | N•• F••••••••• I••• | Mar 28, 2025 | Mar 26, 2004 | -7,672 | Firm change after gap | Other |
| W•••••• I••••••••• S••••••••• | I••••••••• F•••••••• P••••••• | Oct 20, 2008 | May 16, 2025 |
| N•• F••••••••• I••• | n/a | Mar 26, 2004 | Feb 17, 2005 | no | FT. WASHINGTON, PA|FT. WASHINGTON, PA|BRYAN, OH | Previous registration |
| F•••••• M••••••••• A••••••••• I••• | Former SEC adviser | Oct 24, 2002 | Mar 28, 2025 | no | FT. WASHINGTON, PA | Previous registration |
| N••••• • L•••• S••••••••• I••• | n/a | Jul 1, 1999 | Jul 23, 2003 | no | FT. WASHINGTON, PA | Previous registration |
| 6,052 |
| Firm change after gap |
| Other |
| N•• F••••••••• I••• | W•••••• I••••••••• S••••••••• | Feb 17, 2005 | Feb 29, 2008 | 1,107 | Firm change after gap | Other |
| N••••• • L•••• S••••••••• I••• | F•••••• M••••••••• A••••••••• I••• | Jul 23, 2003 | Oct 24, 2002 | -272 | Firm change after gap | Other |