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Advisor at CAPTRUST
WEST DES MOINE, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Captrust | Institutional manager | Nov 22, 2022 | n/a | yes | WEST DES MOINE, IA | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Apr 15, 2011 | Nov 17, 2022 | no | WEST DES MOINES, IA|OMAHA, NE | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Nov 5, 2009 | Apr 18, 2011 | no | WEST DES MOINES, IA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Jan 17, 2006 | May 20, 2009 | no | DES MOINES, IA|DES MOINES, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | Captrust | Nov 17, 2022 | Nov 22, 2022 | 5 | Firm change | Other |
| SECURITIES AMERICA ADVISORS, INC. | COMMONWEALTH FINANCIAL NETWORK | Apr 18, 2011 | Apr 15, 2011 | -3 | Firm change | Other |
| WELLS FARGO INVESTMENTS, LLC | SECURITIES AMERICA ADVISORS, INC. | May 20, 2009 | Nov 5, 2009 | 169 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8032:175112:NE:2022-11-17 | Nov 17, 2022 | Nov 22, 2022 | OMAHA, NE | Firm change |