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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

HIGH COUNTRY CAPITAL MANAGEMENT

HIGH COUNTRY CAPITAL MANAGEMENT INC, CRD 106151

MONTROSE, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dda56f89-9bf8-0199-fb6e-116b2d40a45d

Data as of Feb 21, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 26, 2012 to Feb 21, 2012
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $37.5MItem 5.F on the latest filing (2012-02-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $12.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Accounts: 202
SEC number: 801-63035
CRD: 106151
Filings on the tape: 4
First filed: Jan 26, 2012
Latest filed: Feb 21, 2012
Organised: Corporation, Colorado

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JUSTIN RUBETI MCKENNA	n/a	MONTROSE, CO	12	19	n/a	no
JASON GABRIEL NAPOLI	Chartered Financial Consultant	MONTROSE, CO	1	27	2	no
SCOTT ALAN SPANGLER	n/a	Denver, CO	0	28	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MCKENNA, JOHN, LAWRENCE	DIRECTOR, SECRETARY-TREASURER, CHIEF COMPLIANCE OFFICER	D	yes	02/2012	Jan 26, 2012	Feb 21, 2012
NAPOLI, JASON, GABRIEL	DIRECTOR, PRESIDENT	C	yes	02/2012	Feb 8, 2012	Feb 21, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CRUSON, GERALD T	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Jan 26, 2012	$37.5M	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$37.5M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Registered with (4)

← SCOTT ALAN SPANGLERAdvisorregistration: current employment
Jan 5, 2026 to presentfactForm ADV
← JASON GABRIEL NAPOLIAdvisorregistration: current employment
Jan 2, 2025 to presentfactForm ADV
← JUSTIN RUBETI MCKENNAAdvisorregistration: current employment
Aug 27, 2014 to presentfactForm ADV
← Lisa A DurantAdvisorregistration: previous registration
Sep 13, 2021 to Apr 26, 2022factForm ADV

Controls (2)

← MCKENNA, JOHN, LAWRENCEOwnerDIRECTOR, SECRETARY-TREASURER, CHIEF COMPLIANCE OFFICER, ownership code D, individual
Jan 26, 2012 to presentfactForm ADV
← NAPOLI, JASON, GABRIELOwnerDIRECTOR, PRESIDENT, ownership code C, individual
Feb 8, 2012 to presentfactForm ADV

Dated events

Occurred
Apr 26, 2022
Advisor changed firm
Lisa A Durant left High Country Capital Management for Lion'S Eye Wealth Llc (registered 2022-05-27)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dda56f89-9bf8-0199-fb6e-116b2d40a45d
First observed: Jan 26, 2012
Last observed: Feb 21, 2012 177 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HIGH COUNTRY CAPITAL MANAGEMENT

HIGH COUNTRY CAPITAL MANAGEMENT INC, CRD 106151

MONTROSE, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dda56f89-9bf8-0199-fb6e-116b2d40a45d

Data as of Feb 21, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:51 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JUSTIN RUBETI MCKENNA

n/a

MONTROSE, CO

n/a

JASON GABRIEL NAPOLI

Chartered Financial Consultant

MONTROSE, CO

SCOTT ALAN SPANGLER

n/a

Denver, CO

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MCKENNA, JOHN, LAWRENCE

DIRECTOR, SECRETARY-TREASURER, CHIEF COMPLIANCE OFFICER

yes

02/2012

Jan 26, 2012

Feb 21, 2012

NAPOLI, JASON, GABRIEL

DIRECTOR, PRESIDENT

yes

02/2012

Feb 8, 2012

Feb 21, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CRUSON, GERALD T

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Jan 26, 2012

$37.5M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$37.5M

n/a