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Advisor at MORGAN STANLEY
Morris Plains, NJ | New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Aug 12, 2022 | n/a | yes | New York, NY|Morris Plains, NJ | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Dec 20, 2012 | Jul 16, 2022 | no | INDIANAPOLIS, IN|INDIANAPOLIS, IN|INDIANAPOLIS, IN|INDIANAPOLIS, IN|INDIANAPOLIS, IN|COLUMBUS, OH|BROOKLYN, NY|COLUMBUS, OH|BROOKLYN, NY|Morristown, NJ|White Plains, NY|Southport, CT|Columbus, OH | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Aug 25, 2008 | Dec 21, 2012 | no | Indianapolis, IN|Cincinnati, OH|FISHERS (INDIANAPOLIS), IN|Carmel, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | MORGAN STANLEY | Jul 16, 2022 | Aug 12, 2022 | 27 | Firm change | Wirehouse to wirehouse |
| CHARLES SCHWAB & CO., INC. | J.P. MORGAN SECURITIES LLC | Dec 21, 2012 | Dec 20, 2012 | -1 | Firm change | Ibd to wirehouse |