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Advisor at VIM WEALTH MANAGEMENT, LLC
Coral Gables, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VIM WEALTH MANAGEMENT, LLC | State registered | Feb 9, 2021 | n/a | yes | Coral Gables, FL | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Sep 2, 2015 | Feb 16, 2021 | no | Coral Gables, FL|Coral Gables, FL|Coral Gables, FL | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Nov 12, 2014 | Apr 7, 2015 | no | Coral Gables, FL | Previous registration |
| SIGNATOR INVESTORS, INC. | Former SEC adviser | Jan 7, 2013 | Jul 14, 2014 | no | TAMPA, FL|COCONUT GROVE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | VIM WEALTH MANAGEMENT, LLC | Feb 16, 2021 | Feb 9, 2021 | -7 | Firm change | Ibd to state RIA |
| SIGNATOR INVESTORS, INC. | MML INVESTORS SERVICES, LLC | Jul 14, 2014 | Nov 12, 2014 | 121 | Firm change | Other |