DFX Intelligence

S•••••••• M••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

S•••••••• M••••••••• L•••

CRD 162936

BETHESDA, MD

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Search this name across graphsid dfx:ria:ddad6952-72aa-8326-8435-1c345a396947

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 1
Observed: Jun 20, 2016 to Mar 30, 2026
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

S•••••••• M••••••••• L•••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $610M••• Locked
Discretionary RAUM: $610M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•••••••• C••••••• L•••	Hedge Fund	$534M	Mar 25, 2024	49	Mar 28, 2012	reported	021-265385

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••••••• R•••••• L•••••••	Member	C	yes	10/2003	Jun 20, 2016	Mar 25, 2024
G••••••••• J•••• M••••••	MANAGING MEMBER	C	yes	10/2003	Jun 20, 2016	Mar 25, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•••••••• P••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$610M	$581M	5.1%	$487M	7.8%	4	4	0	0

Relationships

Advises (1)

→ S•••••••• C••••••• L•••Private fundHedge Fund, IA
Mar 28, 2012 to presentfactForm ADV

Controls (4)

← G••••••••• J•••• M••••••OwnerMANAGING MEMBER, ownership code C, individual
Jun 20, 2016 to Mar 25, 2024factForm ADV
← G••••••••• R•••••• L•••••••OwnerMEMBER, ownership code C, individual
Jun 20, 2016 to Mar 25, 2024factForm ADV
← N•••••••• J••• F•••••OwnerMANAGING MEMBER, ownership code E, individual

Dated events

Occurred
Mar 2, 2018
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$158M
Occurred
Jun 20, 2016
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ddad6952-72aa-8326-8435-1c345a396947
First observed: Jun 20, 2016
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.