DFX Intelligence

P••• A•••••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

P••• A•••••••• L•••

Advisor at L••• C••••••

BLUFFTON, SC

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Search this name across graphsid dfx:ria:ddafcb4a-0875-f735-a1dc-886166da7002

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 4, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••• C••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••• C••••••	State registered	Oct 16, 2015	n/a	yes	BLUFFTON, SC	Current employment
V••• E••••• M••••••••• L••	Independent wealth	Feb 5, 2015	Nov 6, 2015	no	BLUFFTON, SC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• E••••• M••••••••• L••	L••• C••••••	Nov 6, 2015	Oct 16, 2015	-21	Firm change	Other
H••••• I••••••••• M••••••••• L••	V••• E••••• M••••••••• L••	Feb 4, 2015	Feb 5, 2015

Relationships

Registered with (3)

→ L••• C••••••Registered adviserregistration: current employment
Oct 16, 2015 to presentfactForm ADV
→ V••• E••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 5, 2015 to Nov 6, 2015factForm ADV
→ H••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 4, 2011 to Feb 4, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ddafcb4a-0875-f735-a1dc-886166da7002
First observed: Jan 4, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.