DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 142944
CLARKSDALE, MS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| HOLMES SHERARD PETTEY | n/a | CLARKSDALE, MS | 19 | 43 | 1 | no |
| GERALD ARTHUR SMITH | Certified Financial Planner | GRENADA, MS | CLARKSDALE, MS | 19 | 30 | 1 | no |
| RICHARD LEE DEVOE | Certified Financial Planner | CLARKSDALE, MS | Oxford, MS | 19 | 27 | 1 | no |
| Ryan Haskins Barnes | n/a | MADISON, MS | CLARKSDALE, MS | 19 | 23 | 1 | no |
| ANDREW CHI-YAN YEE | Certified Financial Planner | CLARKSDALE, MS | OXFORD, MS | 18 | 20 | n/a | no |
| JULIE KELLEY FLOWERS | n/a | CLARKSDALE, MS | 18 | 20 | n/a | no |
| JOSEPH FRIEND | n/a | CLARKSDALE, MS | MEMPHIS, TN | 9 | 15 | 3 | no |
| Daniel Jackson Myrick | n/a | CLARKSDALE, MS | 3 | 10 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ANDREW C YEE, LLC | Member | A | yes | 02/2025 | Aug 20, 2026 | Aug 20, 2026 |
| BARNES PETTEY FINANCIAL ADVISORS OF | Member | A | yes | 02/2025 | Aug 20, 2026 | Aug 20, 2026 |
| BARNES WEALTH MANAGEMENT, LLC | Member | A | yes | 02/2025 | Aug 20, 2026 | Aug 20, 2026 |
| CAPITAL MANAGEMENT OF OXFORD, LLC | Member | A | yes | 02/2025 | Aug 20, 2026 | Aug 20, 2026 |
| FRIEND FINANCIAL CONSULTING LLC | Member | A | yes | 02/2025 | Aug 20, 2026 | Aug 20, 2026 |
| HOLMES PETTEY, INC. | Member | D | yes | 01/2007 | Aug 20, 2026 | Aug 20, 2026 |
| JULIE FLOWERS, LLC | Member | A | yes | 02/2025 | Aug 20, 2026 | Aug 20, 2026 |
| PETTEY, HOLMES, SHERARD | MANAGING MEMBER | Na | yes | 01/2007 | Aug 20, 2026 | Aug 20, 2026 |
| SMITH, GERALD, ARTHUR | MANAGING MEMBER | Na | yes | 01/2019 | Aug 20, 2026 | Aug 20, 2026 |
| BARNES AND ASSOCIATES, INC. | Member | D | yes | 01/2007 | Mar 28, 2018 | Nov 18, 2024 |
| BARNES, DUDLEY, MCBEE | MANAGING MEMBER | Na | yes | 01/2007 | Feb 29, 2012 | Nov 18, 2024 |
| BARNES, DUDLEY, MCBEE | MANAGING MEMBER | E | yes | 01/2007 | Feb 29, 2012 | Nov 18, 2024 |
| BURGESS, JANEA, ALAINE | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2020 | Feb 24, 2020 | Nov 18, 2024 |
| PETTEY, HOLMES, SHERARD | Manager | E | yes | 01/2007 | Feb 29, 2012 | Nov 18, 2024 |
| BRODNICK, SUSAN, M | CHIEF COMPLIANCE OFFICER | Na | no | 08/2026 | Aug 20, 2026 | Aug 20, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| DEVOE CARR, PLLC | n/a | n/a | n/a | N | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Grenada | Ms | United States | 1 | no |
| Oxford | Ms | United States | 1 | no |
| Oxford | Ms | United States | 1 | no |
| Memphis | Tn | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 2, 2026 | $1.3B | $1.2B | 13 | 8 | 5 | n/a | n/a |
| 2024 | Apr 4, 2025 | $1.1B | $1.0B | 14 | 8 | 5 | n/a | n/a |
| 2023 | Mar 5, 2024 | $1.1B | $1.0B | 15 | 10 | 6 | n/a | n/a |
| 2022 | Mar 22, 2023 | $965M | $890M | 18 | 10 | 6 | n/a | n/a |
| 2021 | Mar 28, 2022 | $1.2B | $1.1B | 16 | 10 | 6 | n/a | n/a |
| 2020 | Mar 15, 2021 | $1.1B | $985M | 16 | 10 | 6 | n/a | n/a |
| 2019 | Feb 24, 2020 | $925M | $846M | 17 | 10 | 6 | n/a | n/a |
| 2018 | Mar 23, 2019 | $824M | $763M | 19 | 11 | 4 | n/a | n/a |
| 2017 | Mar 28, 2018 | $992M | $778M | 18 | 12 | 4 | n/a | n/a |
| 2016 | Jan 19, 2017 | $920M | $570M | 16 | 8 | n/a | n/a | n/a |
| 2015 | Feb 17, 2016 | $779M | $444M | 12 | 8 | n/a | n/a | n/a |
| 2014 | Mar 13, 2015 | $869M | $446M | 12 | 8 | n/a | n/a | n/a |
| 2013 | Feb 24, 2014 | $798M | $362M | 12 | 8 | n/a | n/a | n/a |
| 2012 | Feb 28, 2013 | $701M | $216M | 13 | 8 | n/a | n/a | n/a |
| 2011 | Feb 29, 2012 | $664M | $122M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.3B | $1.1B | 16.7% | $965M | 10.7% | 13 | 14 | 5 | 5 |