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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 1b 10b

AMERICAN ASSETS INVESTMENT MANAGEMENT, LLC

CRD 131660

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ddb8fc50-6b49-813d-4da3-ac20abd23315

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Mar 25, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.02 institutional_share=0.98 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $5.9BItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $5.9B
Private client RAUM: $3.4MderivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $5.9Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 12
Individual clients: 0
High net worth clients: 1
Private funds: 1Schedule D 7.B(1)
Custody, client assets: $99.9M
SEC number: 801-65209
CIK: 1389256
CRD: 131660
Filings on the tape: 24
First filed: Mar 30, 2012
Latest filed: Mar 25, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN GEEYONG UM	n/a	SAN DIEGO, CA	13	22	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
AMERICAN ASSETS INVESTMENT FUND, LP	Hedge Fund	$89.4M	Mar 22, 2024	19	Mar 30, 2012	reported	021-47912
AMERICAN ASSETS REAL ESTATE SECURITIES FUND, LP	Hedge Fund	$49.1M	Dec 11, 2013	13	Mar 30, 2012	dropped	021-164882

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
RADY, ERNEST, SYLVAN	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER & TRUSTEE OF MANAGING MEMBER	E	yes	08/2002	Mar 30, 2012	Mar 22, 2024
SCHWARTZ, JULIE, LYNN	GENERAL COUNSEL	Na	no	12/2012	Mar 30, 2015	Mar 22, 2024
Zheng, Min	CHIEF FINANCIAL OFFICER	Na	no	12/2021	Mar 28, 2016	Mar 22, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
AMERICAN ASSETS CAPITAL ADVISERS, LLC	n/a	Former SEC adviser	$327M	Y	no	n/a
EXPLORER INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
ICW CASUALTY INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
ICW NATIONAL INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
ICW PREMIER INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
ICW, LTD.	n/a	n/a	n/a	N	yes	n/a
INSURANCE COMPANY OF THE WEST	n/a	n/a	n/a	N	yes	n/a
VERTERRA INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$5.9B	$5.9B	5	2	0	1	n/a
2024	Mar 27, 2025	$4.9B	$4.9B	5	2	0	1	n/a
2023	Mar 22, 2024	$4.0B	$4.0B	5	2	0	1	$89.4M
2022	Mar 9, 2023	$3.2B	$3.2B	4	1	0	1	$78.6M
2021	Mar 30, 2022	$3.0B	$3.0B	4	1	0	1	$85.5M
2020	Mar 17, 2021	$2.6B	$2.6B	4	1	0	1	$71.1M
2019	Mar 18, 2020	$2.6B	$2.6B	4	1	0	1	$70.9M
2018	Mar 12, 2019	$2.6B	$2.6B	4	1	0	1	$62.2M
2017	Mar 21, 2018	$2.8B	$2.8B	4	1	0	1	$66.5M
2016	Mar 30, 2017	$2.4B	$2.4B	6	2	n/a	1	$59.6M
2015	Mar 28, 2016	$2.0B	$2.0B	5	2	n/a	1	$49.5M
2014	Mar 30, 2015	$1.7B	$1.7B	5	2	n/a	1	$45.5M
2013	Mar 21, 2014	$1.6B	$1.6B	7	4	n/a	1	$50.0M
2012	Mar 27, 2013	$1.2B	$1.2B	7	4	n/a	2	$97.4M
2011	Mar 30, 2012	$944M	$944M	n/a	n/a	n/a	2	$56.8M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.9B	$4.9B	19.8%	$3.2B	22.1%	5	5	0	0

Relationships

Affiliated with (2)

→ AMERICAN ASSETS CAPITAL ADVISERS, LLCRegistered adviserother investment adviser, control
factForm ADV
← AMERICAN ASSETS CAPITAL ADVISERS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV

Advises (2)

→ AMERICAN ASSETS INVESTMENT FUND, LPPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ AMERICAN ASSETS REAL ESTATE SECURITIES FUND, LPPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Dec 11, 2013factForm ADV

Registered with (2)

← JOHN GEEYONG UMAdvisorregistration: current employment
Jan 15, 2013 to presentfactForm ADV
← CREEDE EVERETT MURPHYAdvisorregistration: previous registration
Aug 19, 2013 to Sep 10, 2014factForm ADV

Controls (1)

← RADY, ERNEST, SYLVANOwnerCHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER & TRUSTEE OF MANAGING MEMBER, ownership code E, individual
Mar 30, 2012 to Mar 22, 2024factForm ADV

Owns (2)

← SCHWARTZ, JULIE, LYNNOwnerGENERAL COUNSEL, ownership code NA, individual
Mar 30, 2015 to Mar 22, 2024factForm ADV
← Zheng, MinOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 28, 2016 to Mar 22, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ddb8fc50-6b49-813d-4da3-ac20abd23315
First observed: Mar 30, 2012
Last observed: Mar 25, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AMERICAN ASSETS INVESTMENT MANAGEMENT, LLC

CRD 131660

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ddb8fc50-6b49-813d-4da3-ac20abd23315

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:34 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN GEEYONG UM

n/a

SAN DIEGO, CA

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

AMERICAN ASSETS INVESTMENT FUND, LP

Hedge Fund

$89.4M

Mar 22, 2024

Mar 30, 2012

reported

021-47912

AMERICAN ASSETS REAL ESTATE SECURITIES FUND, LP

Hedge Fund

$49.1M

Dec 11, 2013

Mar 30, 2012

dropped

021-164882

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

RADY, ERNEST, SYLVAN

CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER & TRUSTEE OF MANAGING MEMBER

yes

08/2002

Mar 30, 2012

Mar 22, 2024

SCHWARTZ, JULIE, LYNN

GENERAL COUNSEL

12/2012

Mar 30, 2015

Mar 22, 2024

Zheng, Min

CHIEF FINANCIAL OFFICER

12/2021

Mar 28, 2016

Mar 22, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

AMERICAN ASSETS CAPITAL ADVISERS, LLC

n/a

Former SEC adviser

$327M

n/a

EXPLORER INSURANCE COMPANY

n/a

yes

n/a

ICW CASUALTY INSURANCE COMPANY

n/a

yes

n/a

ICW NATIONAL INSURANCE COMPANY

n/a

yes

n/a

ICW PREMIER INSURANCE COMPANY

n/a

yes

n/a

ICW, LTD.

n/a

yes

n/a

INSURANCE COMPANY OF THE WEST

n/a

yes

n/a

VERTERRA INSURANCE COMPANY

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$5.9B

n/a

2024

Mar 27, 2025

$4.9B

n/a

2023

Mar 22, 2024

$4.0B

$89.4M

2022

Mar 9, 2023

$3.2B

$78.6M

2021

Mar 30, 2022

$3.0B

$85.5M

2020

Mar 17, 2021

$2.6B

$71.1M

2019

Mar 18, 2020

$2.6B

$70.9M

2018

Mar 12, 2019

$2.6B

$62.2M

2017

Mar 21, 2018

$2.8B

$66.5M

2016

Mar 30, 2017

$2.4B

n/a

$59.6M

2015

Mar 28, 2016

$2.0B

n/a

$49.5M

2014

Mar 30, 2015

$1.7B

n/a

$45.5M

2013

Mar 21, 2014

$1.6B

n/a

$50.0M

2012

Mar 27, 2013

$1.2B

n/a

$97.4M

2011

Mar 30, 2012

$944M

n/a

$56.8M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$5.9B

$4.9B

19.8%

$3.2B

22.1%