DFX Intelligence

R••••• L•••• Q••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

R••••• L•••• Q••••••

Advisor at L•••••••• W••••• M••••••••• L••

ALBUQUERQUE, NM | MENTOR, OH

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Search this name across graphsid dfx:ria:ddc4327b-1865-0dc8-df61-492246712404

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 28, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••••• W••••• M••••••••• L••	Independent wealth	Jan 19, 2022	n/a	yes	ALBUQUERQUE, NM\|MENTOR, OH	Current employment
L•••••••• W••••• M••••••••• L••	Independent wealth	Aug 19, 2021	Dec 31, 2021	no	Albuquerque, NM\|MENTOR, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A•••••• N••••••• L••	L•••••••• W••••• M••••••••• L••	Sep 1, 2022	Aug 19, 2021	-378	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
13572:314071:NM:2022-09-01	Sep 1, 2022	Aug 19, 2021	ALBUQUERQUE, NM	Firm change after gap

Relationships

Registered with (2)

→ L•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 19, 2021 to Dec 31, 2021factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Aug 28, 2020 to Sep 1, 2022factForm ADV

Dated events

Occurred
Sep 1, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ddc4327b-1865-0dc8-df61-492246712404
First observed: Aug 28, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.