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Advisor at SCARBOROUGH CAPITAL MANAGEMENT
ANNAPOLIS, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SCARBOROUGH CAPITAL MANAGEMENT | Independent wealth | Jan 15, 2014 | n/a | yes | ANNAPOLIS, MD | Current employment |
| SCARBOROUGH CAPITAL MANAGEMENT, INC. | Former SEC adviser | Jul 19, 2011 | Jan 29, 2014 | no | ANNAPOLIS, MD | Previous registration |
| SII INVESTMENTS, INC. | Former SEC adviser | May 25, 2011 | Dec 31, 2017 | no | ANNAPOLIS, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SII INVESTMENTS, INC. | SCARBOROUGH CAPITAL MANAGEMENT, INC. | Dec 31, 2017 | Jul 19, 2011 | -2,357 | Firm change after gap | Other |
| SCARBOROUGH CAPITAL MANAGEMENT, INC. | SCARBOROUGH CAPITAL MANAGEMENT | Jan 29, 2014 | Jan 15, 2014 | -14 | Channel change | Other |