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Advisor at LPL FINANCIAL LLC
OLIVETTE, MO | SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 29, 2023 | n/a | yes | SAN DIEGO, CA|OLIVETTE, MO | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Apr 18, 2022 | Mar 31, 2023 | no | Arnold, MO|WEEHAWKEN, NJ | Previous registration |
| EDWARD JONES | National bd RIA | Oct 2, 2017 | Feb 14, 2022 | no | ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | LPL FINANCIAL LLC | Mar 31, 2023 | Mar 29, 2023 | -2 | Firm change | Wirehouse to ibd |
| EDWARD JONES | UBS FINANCIAL SERVICES INC. | Feb 14, 2022 | Apr 18, 2022 | 63 | Firm change | Ibd to wirehouse |