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Advisor at LPL FINANCIAL LLC
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 28, 2022 | n/a | yes | ATLANTA, GA | Current employment |
| REGENT PEAK WEALTH ADVISORS, LLC | Independent wealth | Aug 30, 2021 | Sep 1, 2021 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| REGENT PEAK WEALTH ADVISORS, LLC | LPL FINANCIAL LLC | Sep 1, 2021 | Mar 28, 2022 | 208 | Firm change | RIA to RIA |