DFX Intelligence

C•••••• L•• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

C•••••• L•• M••••••

Advisor at D••••••• A•••• M••••••••• L••

DALLAS, TX

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Search this name across graphsid dfx:ria:dde080f4-e32c-6d93-b0b6-c1aa7fcc54b1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 6, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••• A•••• M••••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Nov 21, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••• A•••• M••••••••• L••	Other adviser	Oct 4, 2018	n/a	yes	DALLAS, TX	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Aug 6, 2015	Jul 24, 2018	no	DALLAS, TX\|DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	D••••••• A•••• M••••••••• L••	Jul 24, 2018	Oct 4, 2018	72	Firm change	Wirehouse to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
79:298651:TX:2018-07-24	Jul 24, 2018	Oct 4, 2018	DALLAS, TX	Firm change

Relationships

Registered with (2)

→ D••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Oct 4, 2018 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Aug 6, 2015 to Jul 24, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dde080f4-e32c-6d93-b0b6-c1aa7fcc54b1
First observed: Aug 6, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.