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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)17 years in industry

BRADLEY ALBERT THOMPSON

Advisor at EQUITABLE ADVISORS, LLC

STAMFORD, CT | Stamford, CT

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Search this name across graphsid dfx:ria:dded18b2-1888-d084-72d7-9dfcc9c8d61d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 10, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EQUITABLE ADVISORS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 10, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Analyst
Exams: S66
First exam: Jun 25, 2021
First registration: Aug 10, 2009
Dual registered: yes, broker-dealer
Other names: BRADLEY A THOMPSON|BRADLEY ALBERT THOMPSON
IAPD individual key: 5424751

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EQUITABLE ADVISORS, LLC	National bd RIA	Sep 20, 2021	n/a	yes	STAMFORD, CT\|Stamford, CT	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jun 25, 2021	Sep 20, 2021	no	ST. LOUIS, MO\|NEW YORK, NY\|NEW YORK, NY	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Dec 2, 2011	Feb 28, 2013	no	RIDGELAND, MS	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 10, 2009	Dec 6, 2011	no	RIDGELAND, MS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	EQUITABLE ADVISORS, LLC	Sep 20, 2021	Sep 20, 2021	0	Firm change	Wirehouse to ibd
RAYMOND JAMES & ASSOCIATES, INC.	WELLS FARGO ADVISORS	Feb 28, 2013	Jun 25, 2021	3,039	Firm change after gap	Ibd to wirehouse
WELLS FARGO ADVISORS	RAYMOND JAMES & ASSOCIATES, INC.	Dec 6, 2011	Dec 2, 2011	-4	Firm change	Wirehouse to ibd

Relationships

Registered with (3)

→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: current employment
Sep 20, 2021 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 25, 2021 to Sep 20, 2021factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Dec 2, 2011 to Feb 28, 2013factForm ADV

Dated events

No dated event names this entity yet.