DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at L•••••• I•••••••••
Crystal Lake, IL | SOUTH BERWICK, ME
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•••••• I••••••••• | Independent wealth | Jun 22, 2017 | n/a | yes | SOUTH BERWICK, ME|Crystal Lake, IL | Current employment |
| L••••• A•••••••• L•• | Former SEC adviser | Jul 27, 2012 | Oct 4, 2019 | no | SOUTH BERWICK, ME|PALM BEACH GARDENS, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L••••• A•••••••• L•• | L•••••• I••••••••• | Oct 4, 2019 | Jun 22, 2017 | -834 | Bulk transfer | Other |
| V•••• F•••••••• A•••••••• I••• | L••••• A•••••••• L•• | Jul 26, 2012 | Jul 27, 2012 |
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Aug 19, 2008 | Jul 26, 2012 | no | BURLINGTON, MA | Previous registration |
| W•••••• • R••• | Former SEC adviser | Nov 28, 2007 | Jul 3, 2008 | no | PORTSMOUTH, NH | Previous registration |
| 1 |
| Firm change |
| Other |
| W•••••• • R••• | V•••• F•••••••• A•••••••• I••• | Jul 3, 2008 | Aug 19, 2008 | 47 | Firm change | Other |