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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

BOYD F CAUBLE

Advisor at PARK AVENUE SECURITIES LLC

Charlotte, NC | CHARLOTTE, NC

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Search this name across graphsid dfx:ria:ddfcea44-6afd-150a-9478-b1f3459775e0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 26, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PARK AVENUE SECURITIES LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 16, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 8
Exams: S66|S65
First exam: Dec 16, 2000
First registration: Jun 26, 2002
Dual registered: yes, broker-dealer
Other names: BO CAUBLE|BOYD FRANKLIN CAUBLE
IAPD individual key: 3081589

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Feb 25, 2010	n/a	yes	CHARLOTTE, NC\|Charlotte, NC	Current employment
EVERGREEN INVESTMENT MANAGEMENT CO	n/a	Oct 12, 2009	Dec 31, 2009	no	BOSTON, MA	Previous registration
COLUMBIA MANAGEMENT ADVISORS, INC.	n/a	Sep 1, 2004	Feb 22, 2005	no	CHARLOTTE, NC	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Jun 26, 2002	Sep 1, 2004	no	CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EVERGREEN INVESTMENT MANAGEMENT CO	PARK AVENUE SECURITIES LLC	Dec 31, 2009	Feb 25, 2010	56	Firm change	Other
COLUMBIA MANAGEMENT ADVISORS, INC.	EVERGREEN INVESTMENT MANAGEMENT CO	Feb 22, 2005	Oct 12, 2009	1,693	Firm change after gap	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	COLUMBIA MANAGEMENT ADVISORS, INC.	Sep 1, 2004	Sep 1, 2004	0	Firm change	Other

Relationships

Registered with (4)

→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: current employment
Feb 25, 2010 to presentfactForm ADV
→ EVERGREEN INVESTMENT MANAGEMENT CORegistered adviserregistration: previous registration
Oct 12, 2009 to Dec 31, 2009factForm ADV
→ COLUMBIA MANAGEMENT ADVISORS, INC.Registered adviserregistration: previous registration
Sep 1, 2004 to Feb 22, 2005factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jun 26, 2002 to Sep 1, 2004factForm ADV

Dated events

No dated event names this entity yet.