DFX Intelligence

W•••••• M••••• N•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor45 years in industry

W•••••• M••••• N•••••••••

Advisor at A•••• O•••• W••••• M••••••••• L••

RICHMOND, VA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 22, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• O•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 24, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• O•••• W••••• M••••••••• L••	Independent wealth	Jun 26, 2019	n/a	yes	RICHMOND, VA	Current employment
D•••••••• • C•••••• L••	Bd affiliated wealth	Jan 22, 1997	Jun 17, 2019	no	RICHMOND, VA\|RICHMOND, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••••• • C•••••• L••	A•••• O•••• W••••• M••••••••• L••	Jun 17, 2019	Jun 26, 2019	9	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ A•••• O•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 26, 2019 to presentfactForm ADV
→ D•••••••• • C•••••• L••Registered adviserregistration: previous registration
Jan 22, 1997 to Jun 17, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 22, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.