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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

DONNA KAY ABLE

Advisor at JANNEY MONTGOMERY SCOTT LLC

COLUMBIA, SC

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Search this name across graphsid dfx:ria:de03ce69-8d6e-1f78-26ad-fa11b31942e7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 30, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JANNEY MONTGOMERY SCOTT LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 23, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 13
Exams: S66
First exam: Oct 23, 2003
First registration: May 30, 2008
Dual registered: yes, broker-dealer
Other names: DONNA KAY SULLIVAN
IAPD individual key: 2105773

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	May 27, 2015	n/a	yes	COLUMBIA, SC	Current employment
JHS CAPITAL ADVISORS, LLC	Former SEC adviser	Nov 16, 2010	May 26, 2015	no	TAMPA, FL\|COLUMBIA, SC	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Nov 10, 2010	no	COLUMBIA, SC	Previous registration
MORGAN STANLEY & CO. LLC	n/a	May 30, 2008	Jun 1, 2009	no	COLUMBIA, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
JHS CAPITAL ADVISORS, LLC	JANNEY MONTGOMERY SCOTT LLC	May 26, 2015	May 27, 2015	1	Firm change	Other
MORGAN STANLEY	JHS CAPITAL ADVISORS, LLC	Nov 10, 2010	Nov 16, 2010	6	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (4)

→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: current employment
May 27, 2015 to presentfactForm ADV
→ JHS CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 16, 2010 to May 26, 2015factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Nov 10, 2010factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
May 30, 2008 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.