DFX Intelligence

D•• I••••••••• P•••••••• L••• • S••••• B•: private fund on the ria / wealth management graph | DFX Data Factory

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RIA / WealthPrivate fundPrivate equity fund3(c)(7)dropped

D•• I••••••••• P•••••••• L••• • S••••• B•

advised by C••••• S••••• A•••• M••••••••• L••

Delaware, United States

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Search this name across graphs

Data as of Dec 9, 2013 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 2
Observed: Mar 30, 2012 to Dec 9, 2013
21 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

RIA / Wealth Managementidentity

D•• I••••••••• P•••••••• L••• •••••• B•

Private fund · same ADV private fund id

Private Equityidentity

D•• I••••••••• P•••••••• L••• •••••• B•

Private equity fund · same ADV private fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: C••••• S••••• A•••• M••••••••• L••CRD 106012
Fund type: Private Equity Fund
Latest reported GAV: $4.9M••• Locked
Peak reported GAV: $51.5M
Beneficial owners: 2
Minimum investment: $4.0M
Owned by the adviser: 100%
Owned by funds of funds: 0%
Owned by non-US persons: 0%

Reported gross asset value by filing

••• Locked

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Dec 9, 2013

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
C•••••••• N•••	C•••••••• N•••	NEW YORK	New York	United States	no	n/a
D••••••• B•••	D••••••• B•••	GRAND CAYMAN	n/a	Cayman Islands	no	n/a
J• M••••• C••••	J• M••••• C••••	NEW YORK

Relationships

Advises (1)

← C••••• S••••• A•••• M••••••••• L••Registered adviserPrivate Equity Fund, IA, no longer reported
Mar 30, 2012 to Dec 9, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 30, 2012
Last observed: Dec 9, 2013 155 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 21 rows

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Jan 7, 2013	$51.5M	2	$400M	100.0%	yes	D•• I••••••••• P•••••••• L••• • S••••• B•
Jan 4, 2013	$51.5M	2	$400M	100.0%	yes	D•• I••••••••• P•••••••• L••• • S••••• B•
Dec 11, 2012	$51.5M	2	$400M	100.0%	yes	D•• I••••••••• P•••••••• L••• • S••••• B•
Nov 14, 2012	$51.5M	2	$400M	100.0%	yes	D•• I••••••••• P•••••••• L••• • S••••• B•
Oct 17, 2012	$51.5M	2	$400M	100.0%	yes	D•• I••••••••• P•••••••• L••• • S••••• B•
Aug 8, 2012	$51.5M	2	$400M	100.0%	yes	D•• I••••••••• P•••••••• L••• • S••••• B•
Aug 8, 2012	$51.5M	2	$400M	100.0%	yes	D•• I••••••••• P•••••••• L••• • S••••• B•
Aug 6, 2012	$51.5M	2	$400M	100.0%	yes	D•• I••••••••• P•••••••• L••• • S••••• B•
Aug 6, 2012	$51.5M	2	$400M	100.0%	yes	D•• I••••••••• P•••••••• L••• • S••••• B•
Jun 29, 2012	$51.5M	2	$400M	100.0%	yes	D•• I••••••••• P•••••••• L••• • S••••• B•
Mar 30, 2012	$51.5M	2	$400M	100.0%	yes	D•• I••••••••• P•••••••• L••• • S••••• B•