DFX Intelligence

Data Factory

The intelligence graph connecting private capital, companies and real assets. Public records ingested on their own cadence, resolved to one identity by shared identifier, connected by typed relationships with a date and a source on every edge, and read by detectors that say what changed and what it means. Facts, derived metrics, signals, anomalies and inferences are labelled as such.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

CREDIT SUISSE ASSET MANAGEMENT, LLC

CRD 106012

NEW YORK, NY

Full profile on RIA / Wealth Management →Search this name across graphsid dfx:ria:6db29d6f-b53c-5808-6213-a2482494de56

Data as of Mar 29, 2024 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 1:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 194
Dated events: 11
On other graphs: 4
Observed: Mar 30, 2012 to Mar 29, 2024
96 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Credit Suisse Asset Management, LLC

Private equity manager · cited, shared crd

Allocatorsidentity

Credit Suisse Asset Management, LLC

Manager with allocator commitments · cited, shared crd

Private Creditidentity

CREDIT SUISSE ASSET MANAGEMENT, LLC

Private credit manager · cited, shared crd

Real Estate Fundsidentity

Credit Suisse Asset Management, LLC

Real estate fund manager · cited, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $60BItem 5.F on the latest filing (2024-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $60B
Private client RAUM: $3.7BderivedItem 5.D individuals plus high net worth individuals
Private client share: 6%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 254
Advisory employees: 64
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 1,078
High net worth clients: 832
Private funds: 108Schedule D 7.B(1)
Private fund GAV: $34Bgross asset value as reported per fund; never fund size
SEC number: 801-37170
CRD: 106012
Filings on the tape: 96
First filed: Mar 30, 2012
Latest filed: Mar 29, 2024
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31; showing 25 of 168

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CS STRATEGIC PARTNERS V, L.P.	Private Equity Fund	$3.0B	Jun 6, 2013	527	Mar 30, 2012	dropped	021-154457
CS STRATEGIC PARTNERS IV, L.P.	Private Equity Fund	$2.4B	Jun 6, 2013	572	Mar 30, 2012	dropped	021-117422
DLJ INVESTMENT PARTNERS III, L.P.	Private Equity Fund	$976M	Dec 9, 2013	115	Mar 30, 2012	dropped	021-88712
CSFB STRATEGIC PARTNERS III, L.P.	Private Equity Fund	$844M	Jun 6, 2013	244	Mar 30, 2012	dropped	021-80957
CS STRATEGIC PARTNERS V SPECIAL ACQUISITIONS, L.P. SERIES A	Private Equity Fund	$547M	Jun 6, 2013	3	Mar 28, 2013	dropped	n/a
DLJ INVESTMENT PARTNERS, L.P. - SERIES C	Private Equity Fund	$399M	Dec 9, 2013	2	Mar 30, 2012	dropped	021-99999
WIND RIVER FUND, LLC	Other Private Fund	$392M	Dec 20, 2023	2	Mar 30, 2020	reported	021-346340
OPHELIA I FUND, LTD.	Other Private Fund	$378M	Jun 24, 2014	1	Mar 30, 2012	dropped	n/a
TERLINGUA FUND 1, LP	Hedge Fund	$371M	May 13, 2021	1	Jan 4, 2013	dropped	021-187987
CSFB STRATEGIC PARTNERS PARALLEL FUND III, L.P.	Private Equity Fund	$304M	Jun 6, 2013	10	Mar 30, 2012	dropped	021-81035
CSFB STRATEGIC PARTNERS III-B, L.P.	Private Equity Fund	$283M	Jun 6, 2013	4	Mar 30, 2012	dropped	021-81037
CREDIT SUISSE LONG/SHORT EQUITY STRATEGY MASTER FUND, LTD.	Hedge Fund	$270M	Apr 27, 2015	2	Jul 21, 2014	dropped	n/a
CREDIT SUISSE CORPORATE CREDIT SOLUTIONS LLC	Other Private Fund	$259M	Apr 27, 2015	2	Mar 31, 2015	dropped	n/a
NEXT INVESTORS II, L.P.	Private Equity Fund	$256M	Dec 20, 2023	110	Mar 29, 2018	reported	021-285927
CS STRATEGIC PARTNERS 2007, L.P.	Private Equity Fund	$251M	Jun 6, 2013	3	Mar 30, 2012	dropped	021-99999
MICHIGAN GROWTH CAPITAL PARTNERS, L.P.	Private Equity Fund	$228M	Apr 28, 2014	2	Mar 30, 2012	dropped	n/a
CS STRATEGIC PARTNERS V RE, L.P.	Real Estate Fund	$223M	Jun 6, 2013	5	Mar 30, 2012	dropped	021-154458
CS STRATEGIC PARTNERS IV RE, L.P.	Real Estate Fund	$215M	Jun 6, 2013	14	Mar 30, 2012	dropped	021-120002
CS STRATEGIC PARTNERS IV VC, L.P.	Private Equity Fund	$210M	Jun 6, 2013	14	Mar 30, 2012	dropped	021-120001
SAPIC 98 MASTER FUND	Other Private Fund	$208M	Jun 1, 2015	8	Mar 30, 2012	dropped	021-999999
CS SP V (CO-INVEST OPERS), L.P.	Private Equity Fund	$207M	Jun 6, 2013	4	Mar 30, 2012	dropped	021-99999
MICHIGAN GROWTH CAPITAL PARTNERS II, L.P.	Private Equity Fund	$181M	Apr 28, 2014	1	Mar 28, 2013	dropped	n/a
MBP IV PLAN INVESTORS, L.P.	Private Equity Fund	$177M	Jan 14, 2013	93	Mar 30, 2012	dropped	021-999999
HCEP PLAN INVESTORS, L.P.	Private Equity Fund	$169M	Aug 6, 2012	7	Mar 30, 2012	dropped	n/a
CSFB STRATEGIC PARTNERS III RE, L.P.	Real Estate Fund	$156M	Jun 6, 2013	28	Mar 30, 2012	dropped	021-81038

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CREDIT SUISSE (USA), INC.	SHAREHOLDER	E	yes	01/2011	Mar 30, 2012	Mar 29, 2024
CSAM AMERICAS HOLDING CORP.	OWNER OF 100% MEMBER INTERESTS	E	yes	11/2000	Mar 30, 2012	Mar 29, 2024
KHANNA, SUMIT	DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE	NA	yes	01/2022	Jan 13, 2022	Mar 29, 2024
MILLER, MAURA, ANNE	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND MEMBER OF MANAGEMENT COMMITTEE	NA	yes	06/2023	Jun 27, 2023	Mar 29, 2024
RONGETTI, MICHAEL, JAMES	CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE	NA	yes	01/2022	Jun 6, 2013	Mar 29, 2024
UBS GROUP AG	SHAREHOLDER	E	yes	06/2023	Jun 27, 2023	Mar 29, 2024
UBS GROUP AG	SHAREHOLDER	E	yes	06/2023	Jun 27, 2023	Mar 29, 2024
VELSOR, CRAIG, MICHAEL	CHIEF FINANCIAL OFFICER, DIRECTOR	NA	yes	12/2021	Mar 31, 2023	Mar 29, 2024
CREDIT SUISSE AG	SHAREHOLDER	E	no	03/2018	Mar 30, 2012	Mar 29, 2024
CREDIT SUISSE HOLDINGS (USA), INC.	SHAREHOLDER	E	no	01/2011	Mar 30, 2012	Mar 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
UBS FINANCIAL SERVICES INC.	n/a	WIREHOUSE	$916B	N	yes	n/a
UBS ASSET MANAGEMENT (AMERICAS) INC.	n/a	MIXED WEALTH	$588B	N	yes	n/a
UBS HEDGE FUND SOLUTIONS LLC	n/a	FORMER SEC ADVISER	$39B	N	yes	n/a
UBS OCONNOR LLC	n/a	FORMER SEC ADVISER	$14B	N	yes	n/a
CREDIT SUISSE ASSET MANAGEMENT LIMITED	n/a	ASSET MANAGER	$11B	N	yes	n/a
UBS REALTY INVESTORS LLC	n/a	ASSET MANAGER	$2.3B	N	yes	n/a
CREDIT SUISSE SECURITIES (USA) LLC	n/a	FORMER SEC ADVISER	$805M	N	yes	n/a
UBS FARMLAND INVESTORS LLC	n/a	NO RAUM REPORTED	$0	N	yes	n/a
CREDIT SUISSE (LUXEMBOURG) S.A.	n/a	n/a	n/a	N	yes	n/a
CREDIT SUISSE AG	n/a	n/a	n/a	Y	yes	n/a
UBS ASSET MANAGEMENT (US) INC.	n/a	n/a	n/a	N	yes	n/a
UBS FUND SERVICES (USA) LLC	n/a	n/a	n/a	N	yes	n/a
UBS SECURITIES LLC	n/a	FORMER SEC ADVISER	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
RANCH SANTA FE	CA	United States	1	no
SAN FRANCISCO	CA	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 29, 2024	$60B	$60B	254	64	2	108	$34B
2022	Mar 31, 2023	$66B	$66B	276	75	2	113	$34B
2021	Mar 31, 2022	$78B	$78B	276	80	4	111	$36B
2020	Mar 31, 2021	$72B	$72B	297	98	4	113	$31B
2019	Mar 30, 2020	$74B	$74B	312	91	4	111	$34B
2018	Mar 29, 2019	$71B	$71B	330	100	2	104	$28B
2017	Mar 29, 2018	$67B	$67B	337	108	2	97	$26B
2016	Mar 31, 2017	$60B	$60B	360	130	n/a	108	$25B
2015	Mar 30, 2016	$52B	$52B	310	160	n/a	117	$25B
2014	Mar 31, 2015	$46B	$46B	300	160	n/a	131	$23B
2013	Mar 28, 2014	$42B	$41B	300	160	n/a	308	$44B
2012	Mar 28, 2013	$72B	$71B	600	160	n/a	333	$50B
2011	Mar 30, 2012	$66B	$65B	n/a	n/a	n/a	298	$46B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$60B	$66B	-8.9%	$72B	-5.9%	254	276	2	2

Relationships

showing 80 of 194

Affiliated with (15)

← UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTDRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← CREDIT SUISSE SECURITIES (USA) LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← UBS HEDGE FUND SOLUTIONSRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← UBS OCONNOR LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ UBS ASSET MANAGEMENT (AMERICAS) LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ UBS FARMLAND INVESTORS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ UBS REALTY INVESTORS LLCRegistered adviserother investment adviser, pooled vehicle sponsor, LP sponsor, common control
factForm ADV
→ UBS OCONNOR LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTDRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ UBS HEDGE FUND SOLUTIONSRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ UBS SECURITIES LLCRegistered adviserbroker-dealer, bank, trust company, common control
factForm ADV
→ CREDIT SUISSE SECURITIES (USA) LLCRegistered adviserother investment adviser, broker-dealer, trust company, pooled vehicle sponsor, common control
factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserother investment adviser, broker-dealer, trust company, common control
factForm ADV
← CREDIT SUISSE (BERMUDA) LIMITEDRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← CREDIT SUISSE PRIVATE ADVISORSRegistered adviserother investment adviser, common control
factForm ADV

Controls (8)

← RONGETTI, MICHAEL, JAMESOwnerCHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE, ownership code NA, individual
Jun 6, 2013 to presentfactForm ADV
← KHANNA, SUMITOwnerDIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE, ownership code NA, individual
Jan 13, 2022 to presentfactForm ADV
← MILLER, MAURA, ANNEOwnerMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND MEMBER OF MANAGEMENT COMMITTEE, ownership code NA, individual
Jun 27, 2023 to presentfactForm ADV
← VELSOR, CRAIG, MICHAELOwnerCHIEF FINANCIAL OFFICER, DIRECTOR, ownership code NA, individual
Mar 31, 2023 to presentfactForm ADV
← CREDIT SUISSE (USA), INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← CSAM AMERICAS HOLDING CORP.OwnerOWNER OF 100% MEMBER INTERESTS, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← UBS GROUP AGOwnerSHAREHOLDER, ownership code E, foreign entity
Jun 27, 2023 to presentfactForm ADV
← UBS GROUP AGOwnerSHAREHOLDER, ownership code E, foreign entity
Jun 27, 2023 to presentfactForm ADV

Owns (2)

← CREDIT SUISSE AGOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV
← CREDIT SUISSE HOLDINGS (USA), INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV

Advises (55)

→ NEXT INVESTORS, LLCPrivate fundPrivate Equity Fund, IA
Mar 28, 2014 to presentfactForm ADV
→ WIND RIVER FUND, LLCPrivate fundOther Private Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ SAP CO-INVESTORS, L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ RISK PARITY COMMODITY FUND, L.P.Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ NEXT INVESTMENT AGGREGATOR II, L.P.Private fundPrivate Equity Fund, IA
Mar 29, 2019 to presentfactForm ADV
→ NEXT INVESTORS II, L.P.Private fundPrivate Equity Fund, IA
Mar 29, 2018 to presentfactForm ADV
→ NEXT CO-INVESTORS, L.P.Private fundPrivate Equity Fund, IA
Mar 28, 2014 to presentfactForm ADV
→ MASDAR CLEAN TECH FUND - A, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2012 to Feb 2, 2023factForm ADV
→ DOLLAR SENIOR LOAN INCOME FUND, LTD.Private fundOther Private Fund, IA, no longer reported
Mar 30, 2020 to Feb 2, 2023factForm ADV
→ LIQUID ALTERNATIVE BETA INDEX FUND, LTD.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Jan 13, 2023factForm ADV
→ ONE ELEVEN FUNDING I, LTD.Private fundSecuritized Asset Fund, IA, no longer reported
Mar 29, 2018 to Jan 13, 2022factForm ADV
→ MADISON PARK FUNDING I, LTD.Private fundSecuritized Asset Fund, IA, no longer reported
Mar 30, 2012 to Jan 13, 2022factForm ADV
→ ATRIUM VPrivate fundSecuritized Asset Fund, IA, no longer reported
Mar 30, 2012 to Jan 13, 2022factForm ADV
→ MADISON PARK FUNDING II, LTD.Private fundSecuritized Asset Fund, IA, no longer reported
Mar 30, 2012 to Jan 13, 2022factForm ADV
→ MADISON PARK FUNDING VI, LTD.Private fundSecuritized Asset Fund, IA, no longer reported
Mar 30, 2012 to Jan 13, 2022factForm ADV
→ MADISON PARK FUNDING VIII, LTD.Private fundSecuritized Asset Fund, IA, no longer reported
Mar 28, 2013 to Jan 13, 2022factForm ADV
→ CSAM FUNDING IIPrivate fundSecuritized Asset Fund, IA, no longer reported
Mar 30, 2012 to Jan 13, 2022factForm ADV
→ CASTLE GARDEN FUNDINGPrivate fundSecuritized Asset Fund, IA, no longer reported
Mar 30, 2012 to Jan 13, 2022factForm ADV
→ ONE ELEVEN FUNDING II, LTD.Private fundSecuritized Asset Fund, IA, no longer reported
Mar 29, 2019 to Jan 13, 2022factForm ADV
→ ATRIUM VIIPrivate fundSecuritized Asset Fund, IA, no longer reported
Mar 30, 2012 to Jan 13, 2022factForm ADV
→ TERLINGUA FUND 1, LPPrivate fundHedge Fund, IA, no longer reported
Jan 4, 2013 to May 13, 2021factForm ADV
→ ATRIUM IVPrivate fundSecuritized Asset Fund, IA, no longer reported
Mar 30, 2012 to Feb 24, 2021factForm ADV
→ ATRIUM XPrivate fundSecuritized Asset Fund, IA, no longer reported
Mar 28, 2014 to Feb 24, 2021factForm ADV
→ ATRIUM IIIPrivate fundSecuritized Asset Fund, IA, no longer reported
Mar 30, 2012 to Feb 24, 2021factForm ADV
→ ACCESS COMMODITY MASTER FUND, LTD.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Jun 24, 2020factForm ADV
→ CF1 POST-REDEMPTION, LTD.Private fundSecuritized Asset Fund, IA, no longer reported
Mar 30, 2012 to Jan 15, 2020factForm ADV
→ FIRST DOMINION FUNDING IIIPrivate fundSecuritized Asset Fund, IA, no longer reported
Mar 30, 2012 to Jan 15, 2020factForm ADV
→ MERCHANT BANKING PARTNERS IV (CO-INVESTMENTS), L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2012 to Jan 15, 2020factForm ADV
→ ATRIUM CDOPrivate fundSecuritized Asset Fund, IA, no longer reported
Mar 30, 2012 to Jan 15, 2020factForm ADV
→ CSAM FUNDING IIIPrivate fundSecuritized Asset Fund, IA, no longer reported
Mar 30, 2012 to Sep 19, 2018factForm ADV
and 25 more

Dated events

Occurred
Mar 29, 2024
Control person left
Dmitri Shadrin (Director, Chief Operating Officer) no longer on Schedule A of Credit Suisse Asset Management, Llc (listed 2023-12-20, absent 2024-03-29)
Form ADVobserved 3 days ago
Occurred
Jun 27, 2023
Control person joined
Anne Maura Miller (Managing Director, Chief Compliance Officer And Member Of Management Committee) appeared on Schedule A of Credit Suisse Asset Management, Llc
Form ADVobserved 3 days ago
Occurred
Jun 27, 2023
Control person joined
Sumit Khanna (Director And Member Of Management Committee) appeared on Schedule A of Credit Suisse Asset Management, Llc
Form ADVobserved 3 days ago
Occurred
Mar 31, 2023
Control person left
Sumit Khanna (Chief Financial Officer, Managing Director And Member Of Management Committee) no longer on Schedule A of Credit Suisse Asset Management, Llc (listed 2023-02-02, absent 2023-03-31)
Form ADVobserved 3 days ago
Occurred
Mar 31, 2023
Control person joined
Michael Craig Velsor (Chief Financial Officer, Director And Member Of The Management Committee) appeared on Schedule A of Credit Suisse Asset Management, Llc
Form ADVobserved 3 days ago
Occurred
Mar 31, 2023
Control person joined
Dmitri Shadrin (Director, Chief Operating Officer) appeared on Schedule A of Credit Suisse Asset Management, Llc
Form ADVobserved 3 days ago
Occurred
Jul 21, 2022
Control person left
Timothy Sean Flynn (Chief Operating Officer, Managing Director And Member Of The Management Committee) no longer on Schedule A of Credit Suisse Asset Management, Llc (listed 2022-05-13, absent 2022-07-21)
Form ADVobserved 3 days ago
Occurred
Jan 13, 2022
Control person left
Michael Levin (Chief Executive Officer, Managing Director And Chairman Of The Management Committee) no longer on Schedule A of Credit Suisse Asset Management, Llc (listed 2021-11-18, absent 2022-01-13)
Form ADVobserved 3 days ago
Occurred
Jan 13, 2022
Control person joined
Sumit Khanna (Chief Financial Officer, Managing Director And Member Of Management Committee) appeared on Schedule A of Credit Suisse Asset Management, Llc
Form ADVobserved 3 days ago
Occurred
Jun 10, 2020
Control person left
George Peter Norley (Chief Executive Officer, Managing Director And Chairman Of The Management Committee) no longer on Schedule A of Credit Suisse Asset Management, Llc (listed 2020-05-05, absent 2020-06-10)
Form ADVobserved 3 days ago
Occurred
Jun 10, 2020
Control person joined
Michael Levin (Chief Executive Officer, Managing Director And Chairman Of The Management Committee) appeared on Schedule A of Credit Suisse Asset Management, Llc
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6db29d6f-b53c-5808-6213-a2482494de56
First observed: Mar 30, 2012
Last observed: Mar 29, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CREDIT SUISSE ASSET MANAGEMENT, LLC

CRD 106012

NEW YORK, NY

Data as of Mar 29, 2024 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 1:50 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CS STRATEGIC PARTNERS V, L.P.

Private Equity Fund

$3.0B

Jun 6, 2013

527

Mar 30, 2012

dropped

021-154457

CS STRATEGIC PARTNERS IV, L.P.

Private Equity Fund

$2.4B

Jun 6, 2013

572

Mar 30, 2012

dropped

021-117422

DLJ INVESTMENT PARTNERS III, L.P.

Private Equity Fund

$976M

Dec 9, 2013

115

Mar 30, 2012

dropped

021-88712

CSFB STRATEGIC PARTNERS III, L.P.

Private Equity Fund

$844M

Jun 6, 2013

244

Mar 30, 2012

dropped

021-80957

CS STRATEGIC PARTNERS V SPECIAL ACQUISITIONS, L.P. SERIES A

Private Equity Fund

$547M

Jun 6, 2013

Mar 28, 2013

dropped

n/a

DLJ INVESTMENT PARTNERS, L.P. - SERIES C

Private Equity Fund

$399M

Dec 9, 2013

Mar 30, 2012

dropped

021-99999

WIND RIVER FUND, LLC

Other Private Fund

$392M

Dec 20, 2023

Mar 30, 2020

reported

021-346340

OPHELIA I FUND, LTD.

Other Private Fund

$378M

Jun 24, 2014

Mar 30, 2012

dropped

n/a

TERLINGUA FUND 1, LP

Hedge Fund

$371M

May 13, 2021

Jan 4, 2013

dropped

021-187987

CSFB STRATEGIC PARTNERS PARALLEL FUND III, L.P.

Private Equity Fund

$304M

Jun 6, 2013

Mar 30, 2012

dropped

021-81035

CSFB STRATEGIC PARTNERS III-B, L.P.

Private Equity Fund

$283M

Jun 6, 2013

Mar 30, 2012

dropped

021-81037

CREDIT SUISSE LONG/SHORT EQUITY STRATEGY MASTER FUND, LTD.

Hedge Fund

$270M

Apr 27, 2015

Jul 21, 2014

dropped

n/a

CREDIT SUISSE CORPORATE CREDIT SOLUTIONS LLC

Other Private Fund

$259M

Apr 27, 2015

Mar 31, 2015

dropped

n/a

NEXT INVESTORS II, L.P.

Private Equity Fund

$256M

Dec 20, 2023

110

Mar 29, 2018

reported

021-285927

CS STRATEGIC PARTNERS 2007, L.P.

Private Equity Fund

$251M

Jun 6, 2013

Mar 30, 2012

dropped

021-99999

MICHIGAN GROWTH CAPITAL PARTNERS, L.P.

Private Equity Fund

$228M

Apr 28, 2014

Mar 30, 2012

dropped

n/a

CS STRATEGIC PARTNERS V RE, L.P.

Real Estate Fund

$223M

Jun 6, 2013

Mar 30, 2012

dropped

021-154458

CS STRATEGIC PARTNERS IV RE, L.P.

Real Estate Fund

$215M

Jun 6, 2013

Mar 30, 2012

dropped

021-120002

CS STRATEGIC PARTNERS IV VC, L.P.

Private Equity Fund

$210M

Jun 6, 2013

Mar 30, 2012

dropped

021-120001

SAPIC 98 MASTER FUND

Other Private Fund

$208M

Jun 1, 2015

Mar 30, 2012

dropped

021-999999

CS SP V (CO-INVEST OPERS), L.P.

Private Equity Fund

$207M

Jun 6, 2013

Mar 30, 2012

dropped

021-99999

MICHIGAN GROWTH CAPITAL PARTNERS II, L.P.

Private Equity Fund

$181M

Apr 28, 2014

Mar 28, 2013

dropped

n/a

MBP IV PLAN INVESTORS, L.P.

Private Equity Fund

$177M

Jan 14, 2013

Mar 30, 2012

dropped

021-999999

HCEP PLAN INVESTORS, L.P.

Private Equity Fund

$169M

Aug 6, 2012

Mar 30, 2012

dropped

n/a

CSFB STRATEGIC PARTNERS III RE, L.P.

Real Estate Fund

$156M

Jun 6, 2013

Mar 30, 2012

dropped

021-81038

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CREDIT SUISSE (USA), INC.

SHAREHOLDER

yes

01/2011

Mar 30, 2012

Mar 29, 2024

CSAM AMERICAS HOLDING CORP.

OWNER OF 100% MEMBER INTERESTS

yes

11/2000

Mar 30, 2012

Mar 29, 2024

KHANNA, SUMIT

DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE

yes

01/2022

Jan 13, 2022

Mar 29, 2024

MILLER, MAURA, ANNE

MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND MEMBER OF MANAGEMENT COMMITTEE

yes

06/2023

Jun 27, 2023

Mar 29, 2024

RONGETTI, MICHAEL, JAMES

CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE

yes

01/2022

Jun 6, 2013

Mar 29, 2024

UBS GROUP AG

SHAREHOLDER

yes

06/2023

Jun 27, 2023

Mar 29, 2024

UBS GROUP AG

SHAREHOLDER

yes

06/2023

Jun 27, 2023

Mar 29, 2024

VELSOR, CRAIG, MICHAEL

CHIEF FINANCIAL OFFICER, DIRECTOR

yes

12/2021

Mar 31, 2023

Mar 29, 2024

CREDIT SUISSE AG

SHAREHOLDER

03/2018

Mar 30, 2012

Mar 29, 2024

CREDIT SUISSE HOLDINGS (USA), INC.

SHAREHOLDER

01/2011

Mar 30, 2012

Mar 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

UBS FINANCIAL SERVICES INC.

n/a

WIREHOUSE

$916B

yes

n/a

UBS ASSET MANAGEMENT (AMERICAS) INC.

n/a

MIXED WEALTH

$588B

yes

n/a

UBS HEDGE FUND SOLUTIONS LLC

n/a

FORMER SEC ADVISER

$39B

yes

n/a

UBS OCONNOR LLC

n/a

FORMER SEC ADVISER

$14B

yes

n/a

CREDIT SUISSE ASSET MANAGEMENT LIMITED

n/a

ASSET MANAGER

$11B

yes

n/a

UBS REALTY INVESTORS LLC

n/a

ASSET MANAGER

$2.3B

yes

n/a

CREDIT SUISSE SECURITIES (USA) LLC

n/a

FORMER SEC ADVISER

$805M

yes

n/a

UBS FARMLAND INVESTORS LLC

n/a

NO RAUM REPORTED

yes

n/a

CREDIT SUISSE (LUXEMBOURG) S.A.

n/a

yes

n/a

CREDIT SUISSE AG

n/a

yes

n/a

UBS ASSET MANAGEMENT (US) INC.

n/a

yes

n/a

UBS FUND SERVICES (USA) LLC

n/a

yes

n/a

UBS SECURITIES LLC

n/a

FORMER SEC ADVISER

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

RANCH SANTA FE

United States

SAN FRANCISCO

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 29, 2024

$60B

254

108

$34B

2022

Mar 31, 2023

$66B

276

113

$34B

2021

Mar 31, 2022

$78B

276

111

$36B

2020

Mar 31, 2021

$72B

297

113

$31B

2019

Mar 30, 2020

$74B

312

111

$34B

2018

Mar 29, 2019

$71B

330

100

104

$28B

2017

Mar 29, 2018

$67B

337

108

$26B

2016

Mar 31, 2017

$60B

360

130

n/a

108

$25B

2015

Mar 30, 2016

$52B

310

160

n/a

117

$25B

2014

Mar 31, 2015

$46B

300

160

n/a

131

$23B

2013

Mar 28, 2014

$42B

$41B

300

160

n/a

308

$44B

2012

Mar 28, 2013

$72B

$71B

600

160

n/a

333

$50B

2011

Mar 30, 2012

$66B

$65B

n/a

298

$46B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$60B

$66B

-8.9%

$72B

-5.9%

254

276