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Advisor at DIFI ADVISORY
SALEM, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DIFI ADVISORY | State registered | Feb 18, 2022 | n/a | yes | SALEM, OR | Current employment |
| CAPSTONE WEALTH ADVISORS, LLC | Independent wealth | Mar 13, 2020 | Aug 30, 2021 | no | SALEM, OR | Previous registration |
| MORGAN STANLEY | Wirehouse | Apr 13, 2018 | Mar 6, 2020 | no | SALEM, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPSTONE WEALTH ADVISORS, LLC | DIFI ADVISORY | Aug 30, 2021 | Feb 18, 2022 | 172 | Firm change | RIA to state RIA |
| MORGAN STANLEY | CAPSTONE WEALTH ADVISORS, LLC | Mar 6, 2020 | Mar 13, 2020 | 7 | Firm change | Wirehouse to RIA |