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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

VAN STRUM & TOWNE INC

CRD 106228

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:de131229-062a-9f61-8fb6-afe8d3dcf5d7

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 22, 2012 to Mar 27, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.85 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $483MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $443M
Private client RAUM: $412MderivedItem 5.D individuals plus high net worth individuals
Private client share: 85%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $161Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 271
Individual clients: 18
High net worth clients: 76
Custody, client assets: $1.9M
SEC number: 801-11816
CIK: 1080173
CRD: 106228
Filings on the tape: 20
First filed: Mar 22, 2012
Latest filed: Mar 27, 2026
Organised: Corporation, DE
Website: vanstrum.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAMES LAIRD COLLINS	Chartered Financial Analyst	SAN FRANCISCO, CA	5	28	n/a	no
BARBARA ANN WRIGHT	Chartered Financial Analyst	SAN FRANCISCO, CA	5	25	n/a	no
EVAN XIAOYI KE	Chartered Financial Analyst	SAN FRANCISCO, CA	0	15	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COLLINS, JAMES, LAIRD	Chairman	D	yes	06/2010	Mar 22, 2012	Nov 8, 2024
WRIGHT, BARBARA, ANN	TREASURER AND SECRETARY	D	yes	05/2001	Mar 22, 2012	Nov 8, 2024
LE, LALAINE, VALENCIA	CHIEF COMPLIANCE OFFICER	Na	no	10/2024	Nov 8, 2024	Nov 8, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$483M	$443M	6	3	0	n/a	n/a
2024	Mar 28, 2025	$430M	$385M	5	2	0	n/a	n/a
2023	Mar 26, 2024	$381M	$342M	5	2	0	n/a	n/a
2022	Mar 29, 2023	$348M	$311M	4	2	0	n/a	n/a
2021	Mar 30, 2022	$404M	$359M	4	2	0	n/a	n/a
2020	Mar 30, 2021	$345M	$302M	4	2	0	n/a	n/a
2019	Mar 31, 2020	$313M	$283M	5	3	0	n/a	n/a
2018	Mar 29, 2019	$260M	$219M	5	3	1	n/a	n/a
2017	Mar 29, 2018	$306M	$262M	5	3	1	n/a	n/a
2016	Mar 20, 2017	$320M	$265M	5	3	n/a	n/a	n/a
2015	Mar 23, 2016	$306M	$248M	5	3	n/a	n/a	n/a
2014	Mar 25, 2015	$308M	$248M	5	3	n/a	n/a	n/a
2013	Mar 14, 2014	$283M	$225M	5	3	n/a	n/a	n/a
2012	Mar 25, 2013	$244M	$196M	5	3	n/a	n/a	n/a
2011	Mar 22, 2012	$238M	$193M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$483M	$430M	12.4%	$348M	11.6%	6	5	0	0

Relationships

Registered with (3)

← EVAN XIAOYI KEAdvisorregistration: current employment
Feb 9, 2026 to presentfactForm ADV
← JAMES LAIRD COLLINSAdvisorregistration: current employment
Dec 15, 2020 to presentfactForm ADV
← BARBARA ANN WRIGHTAdvisorregistration: current employment
Dec 15, 2020 to presentfactForm ADV

Controls (2)

← COLLINS, JAMES, LAIRDOwnerCHAIRMAN, ownership code D, individual
Mar 22, 2012 to Nov 8, 2024factForm ADV
← WRIGHT, BARBARA, ANNOwnerTREASURER AND SECRETARY, ownership code D, individual
Mar 22, 2012 to Nov 8, 2024factForm ADV

Owns (1)

← LE, LALAINE, VALENCIAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 8, 2024 to Nov 8, 2024factForm ADV

Dated events

Occurred
Sep 25, 2020
Control person left
Andrew Mark Sherman (Chief Compliance Officer And President) no longer on Schedule A of Van Strum & Towne Inc (listed 2020-06-26, absent 2020-09-25)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:de131229-062a-9f61-8fb6-afe8d3dcf5d7
First observed: Mar 22, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VAN STRUM & TOWNE INC

CRD 106228

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:de131229-062a-9f61-8fb6-afe8d3dcf5d7

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:41 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES LAIRD COLLINS

Chartered Financial Analyst

SAN FRANCISCO, CA

n/a

BARBARA ANN WRIGHT

Chartered Financial Analyst

SAN FRANCISCO, CA

n/a

EVAN XIAOYI KE

Chartered Financial Analyst

SAN FRANCISCO, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COLLINS, JAMES, LAIRD

Chairman

yes

06/2010

Mar 22, 2012

Nov 8, 2024

WRIGHT, BARBARA, ANN

TREASURER AND SECRETARY

yes

05/2001

Mar 22, 2012

Nov 8, 2024

LE, LALAINE, VALENCIA

CHIEF COMPLIANCE OFFICER

10/2024

Nov 8, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$483M

$443M

n/a

2024

Mar 28, 2025

$430M

$385M

n/a

2023

Mar 26, 2024

$381M

$342M

n/a

2022

Mar 29, 2023

$348M

$311M

n/a

2021

Mar 30, 2022

$404M

$359M

n/a

2020

Mar 30, 2021

$345M

$302M

n/a

2019

Mar 31, 2020

$313M

$283M

n/a

2018

Mar 29, 2019

$260M

$219M

n/a

2017

Mar 29, 2018

$306M

$262M

n/a

2016

Mar 20, 2017

$320M

$265M

n/a

2015

Mar 23, 2016

$306M

$248M

n/a

2014

Mar 25, 2015

$308M

$248M

n/a

2013

Mar 14, 2014

$283M

$225M

n/a

2012

Mar 25, 2013

$244M

$196M

n/a

2011

Mar 22, 2012

$238M

$193M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$483M

$430M

12.4%

$348M

11.6%