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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

STEVEN DOUGLAS MAKINSON

Advisor at LPL ENTERPRISE, LLC

GREENSBORO, NC

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Search this name across graphsid dfx:ria:de1b8fb1-6c7b-1eb0-a271-2f6e2a0b54a3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 22, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 24, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Mar 24, 1986
First registration: May 22, 2001
Dual registered: yes, broker-dealer
Other names: STEVEN MAKINSON
IAPD individual key: 1477871

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	n/a	yes	GREENSBORO, NC	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Nov 22, 2013	Nov 14, 2024	no	CHARLOTTE, NC\|GREENSBORO, NC	Previous registration
EAGLE STRATEGIES LLC	Bd affiliated wealth	May 25, 2011	Jun 5, 2013	no	RALEIGH, NC\|GREENSBORO, NC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 26, 2004	Apr 29, 2011	no	GREENSBORO, NC\|GREENSBORO, NC	Previous registration
WS GRIFFITH SECURITIES, INC.	n/a	May 8, 2003	Jun 3, 2004	no	GREENSBORO, NC	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	May 22, 2001	Feb 10, 2003	no	GREENSBORO, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
EAGLE STRATEGIES LLC	PRUCO SECURITIES, LLC	Jun 5, 2013	Nov 22, 2013	170	Firm change	Other
LPL FINANCIAL LLC	EAGLE STRATEGIES LLC	Apr 29, 2011	May 25, 2011	26	Firm change	Other
WS GRIFFITH SECURITIES, INC.	LPL FINANCIAL LLC	Jun 3, 2004	May 26, 2004	-8	Firm change	Other
PRUCO SECURITIES, LLC	WS GRIFFITH SECURITIES, INC.	Feb 10, 2003	May 8, 2003	87	Firm change	Other

Relationships

Registered with (5)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Nov 22, 2013 to Nov 14, 2024factForm ADV
→ EAGLE STRATEGIES LLCRegistered adviserregistration: previous registration
May 25, 2011 to Jun 5, 2013factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 26, 2004 to Apr 29, 2011factForm ADV
→ WS GRIFFITH SECURITIES, INC.Registered adviserregistration: previous registration
May 8, 2003 to Jun 3, 2004factForm ADV

Dated events

No dated event names this entity yet.