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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

Reza Sarem Aslani

Advisor at U.S. BANCORP ADVISORS, LLC

Saint Paul, MN | Beverly Hills, CA

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Search this name across graphsid dfx:ria:de1f000e-cda3-722c-6d31-0f7650ddabe1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Apr 3, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U.S. BANCORP ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 31, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Mar 31, 2006
First registration: Apr 3, 2006
Dual registered: yes, broker-dealer
Other names: Reza Saremaslani
IAPD individual key: 4834856

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Feb 13, 2026	n/a	yes	Beverly Hills, CA\|Saint Paul, MN	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Oct 31, 2018	Feb 13, 2026	no	Los Angeles, CA\|Beverly Hills, CA\|Saint Paul, MN\|Sioux Falls, SD\|SPOKANE, WA\|Beverly Hills, CA	Previous registration
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	May 4, 2017	Oct 11, 2018	no	Thousand Oaks, CA\|ENCINO, CA	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Nov 30, 2016	Mar 17, 2017	no	LOS ANGELES, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 21, 2014	Feb 10, 2016	no	BEVERLY HILLS, CA\|MINNEAPOLIS, MN\|BEVERLY HILLS, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 21, 2010	Aug 26, 2013	no	IRVINE, CA\|NEWPORT BEACH, CA\|IRVINE, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Mar 27, 2008	Sep 2, 2010	no	NEWPORT BEACH, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Apr 3, 2006	May 5, 2006	no	SANTA ANA, CA\|COSTA MESA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	U.S. BANCORP ADVISORS, LLC	Feb 13, 2026	Feb 13, 2026	0	Bulk transfer	Ibd to ibd
U.S. BANCORP ADVISORS, LLC	U.S. BANCORP INVESTMENTS, INC.	Oct 11, 2018	Oct 31, 2018	20	Firm change	Ibd to ibd
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	U.S. BANCORP ADVISORS, LLC	Mar 17, 2017	May 4, 2017	48	Firm change	Other
WELLS FARGO ADVISORS	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Feb 10, 2016	Nov 30, 2016	294	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Sep 2, 2010	Oct 21, 2010	49	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
14455:17868:CA:2018-10-03	Oct 11, 2018	Oct 31, 2018	ENCINO, CA	Firm change

Relationships

Registered with (5)

→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: previous registration
May 4, 2017 to Oct 11, 2018factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Oct 31, 2018 to Feb 13, 2026factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Nov 30, 2016 to Mar 17, 2017factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 21, 2014 to Feb 10, 2016factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Mar 27, 2008 to Sep 2, 2010factForm ADV

Dated events

No dated event names this entity yet.