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P••• D•••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)34 years in industry

P••• D•••• G••••••

Advisor at L•• F•••••••• L••

SYRACUSE, NY | LUBBOCK, TX

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Search this name across graphsid dfx:ria:de1f3889-67e5-bf3a-cca5-452139630024

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 20, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 9, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 10, 2025	n/a	yes	SYRACUSE, NY\|LUBBOCK, TX	Current employment
C•••••• G•••• • C• I••	Former SEC adviser	Oct 31, 2023	Jul 10, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• G•••• • C• I••	L•• F•••••••• L••	Jul 10, 2025	Jul 10, 2025	0	Bulk transfer	Ibd to ibd
C••••• A••••••• L••	C•••••• G•••• • C• I••	Nov 1, 2023

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 10, 2025 to presentfactForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
Oct 31, 2023 to Jul 10, 2025factForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Jan 1, 2004 to Nov 1, 2023factForm ADV
→ I•• A••••••• S••••••• I••Registered adviser

Dated events

Occurred
Nov 1, 2023
Advisor changed firm
P••• D•••• G•••••• left C••••• A••••••• L•• for C•••••• G•••• • C• I•• (registered 2023-10-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:de1f3889-67e5-bf3a-cca5-452139630024
First observed: Jun 20, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.