DFX Intelligence

R••••• B•••••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

R••••• B•••••• S•••••••••

Advisor at L•• F•••••••• L••

BELLEVUE, WA

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Search this name across graphsid dfx:ria:de2383dd-4424-f6fc-97f8-dfe21b7484a7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 23, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 6, 2023	n/a	yes	BELLEVUE, WA	Current employment
C•••••• G•••• • C• I••	Former SEC adviser	May 23, 2018	Mar 8, 2023	no	BELLEVUE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• G•••• • C• I••	L•• F•••••••• L••	Mar 8, 2023	Mar 6, 2023	-2	Firm change	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
10641:6413:WA:2023-03-08	Mar 8, 2023	Mar 6, 2023	BELLEVUE, WA	Firm change

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 6, 2023 to presentfactForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
May 23, 2018 to Mar 8, 2023factForm ADV

Dated events

Occurred
Mar 8, 2023
Advisor changed firm
R••••• B•••••• S••••••••• left C•••••• G•••• • C• I•• for L•• F•••••••• L•• (registered 2023-03-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:de2383dd-4424-f6fc-97f8-dfe21b7484a7
First observed: May 23, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.