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Advisor at PROCYON
SHELTON, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Procyon | Mixed wealth | Oct 20, 2025 | n/a | yes | SHELTON, CT | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Aug 16, 2023 | Sep 4, 2024 | no | SHELTON, CT|BRIDGEPORT, CT | Previous registration |
| PEOPLE'S UNITED ADVISORS, INC. | Former SEC adviser | Jul 10, 2020 | Oct 11, 2022 | no | WILMINGTON, DE | Previous registration |
| PEOPLE'S SECURITIES, INC. | Former SEC adviser | Sep 28, 2001 | Mar 31, 2020 | no | BRIDGEPORT, CT|BRIDGEPORT, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Procyon | Sep 4, 2024 | Oct 20, 2025 | 411 | Firm change after gap | Ibd to RIA |
| PEOPLE'S UNITED ADVISORS, INC. | MML INVESTORS SERVICES, LLC | Oct 11, 2022 | Aug 16, 2023 | 309 | Firm change | RIA to ibd |
| PEOPLE'S SECURITIES, INC. | PEOPLE'S UNITED ADVISORS, INC. | Mar 31, 2020 | Jul 10, 2020 | 101 | Bulk transfer | Other |