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RIA / WealthAdvisor33 years in industry

LAWRENCE ROBERT FULLER II

Advisor at FULLER ASSET MANAGEMENT, LLC

SCOTTSDALE, AZ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 29, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FULLER ASSET MANAGEMENT, LLC
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 15, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Sep 15, 1993
First registration: Oct 29, 1998
Dual registered: no
Other names: LAWRENCE FULLER|LAWRENCE ROBERT FULLER
IAPD individual key: 2376989

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FULLER ASSET MANAGEMENT, LLC	Former SEC adviser	Apr 18, 2005	n/a	yes	SCOTTSDALE, AZ	Current employment
CETERA ADVISORS LLC	Former SEC adviser	Apr 17, 2003	May 11, 2005	no	MESA, AZ	Previous registration
VOYA FINANCIAL PARTNERS, LLC	Former SEC adviser	Nov 7, 2002	Apr 2, 2003	no	MESA, AZ	Previous registration
MORGAN STANLEY DW INC.	n/a	Oct 29, 1998	Oct 1, 2002	no	SCOTTSDALE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISORS LLC	FULLER ASSET MANAGEMENT, LLC	May 11, 2005	Apr 18, 2005	-23	Firm change	Other
VOYA FINANCIAL PARTNERS, LLC	CETERA ADVISORS LLC	Apr 2, 2003	Apr 17, 2003	15	Firm change	Other
MORGAN STANLEY DW INC.	VOYA FINANCIAL PARTNERS, LLC	Oct 1, 2002	Nov 7, 2002	37	Firm change	Other

Relationships

Registered with (4)

→ FULLER ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Apr 18, 2005 to presentfactForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Apr 17, 2003 to May 11, 2005factForm ADV
→ VOYA FINANCIAL PARTNERS, LLCRegistered adviserregistration: previous registration
Nov 7, 2002 to Apr 2, 2003factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Oct 29, 1998 to Oct 1, 2002factForm ADV

Dated events

No dated event names this entity yet.