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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

STEFANIE REBECCA PRUDEN

Advisor at ROBERT W. BAIRD & CO. INCORPORATED

Charlotte, NC | DAVIDSON, NC

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Search this name across graphsid dfx:ria:de2840c6-407a-666d-67fe-1f2c724a0ccc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 25, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROBERT W. BAIRD & CO. INCORPORATED
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 24, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Sep 24, 2003
First registration: Sep 25, 2003
Dual registered: yes, broker-dealer
Other names: STEFANIE REBECCA YOUNG|STEFANIE REBECCA YOUNG
IAPD individual key: 4103426

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	May 20, 2014	n/a	yes	DAVIDSON, NC\|Charlotte, NC	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	May 21, 2014	no	Cornelius, NC	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 21, 2006	Jun 1, 2009	no	CORNELIUS, NC\|NEW YORK, NY\|CORNELIUS, NC	Previous registration
LEGG MASON WOOD WALKER, INCORPORATED	n/a	Sep 25, 2003	Feb 21, 2006	no	LAKE NORMAN, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	ROBERT W. BAIRD & CO. INCORPORATED	May 21, 2014	May 20, 2014	-1	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
LEGG MASON WOOD WALKER, INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Feb 21, 2006	Feb 21, 2006	0	Bulk transfer	Other

Relationships

Registered with (4)

→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: current employment
May 20, 2014 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to May 21, 2014factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 21, 2006 to Jun 1, 2009factForm ADV
→ LEGG MASON WOOD WALKER, INCORPORATEDRegistered adviserregistration: previous registration
Sep 25, 2003 to Feb 21, 2006factForm ADV

Dated events

No dated event names this entity yet.