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Advisor at RIVERFRONT INVESTMENT GROUP, LLC
Lake Oswego, OR | RICHMOND, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RIVERFRONT INVESTMENT GROUP, LLC | Mixed wealth | Apr 5, 2013 | n/a | yes | RICHMOND, VA|Lake Oswego, OR | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Feb 19, 2013 | no | PORTLAND, OR | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Dec 5, 2008 | Jun 1, 2009 | no | PORTLAND, OR | Previous registration |
| STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC | Former SEC adviser | Jul 11, 2007 | Dec 8, 2008 | no | MEDFORD, OR|PORTLAND, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RIVERFRONT INVESTMENT GROUP, LLC | Feb 19, 2013 | Apr 5, 2013 | 45 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC | MORGAN STANLEY & CO. LLC | Dec 8, 2008 | Dec 5, 2008 | -3 | Firm change | Other |