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S••••••• E••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

S••••••• E••• B•••••

Advisor at B••••• I••••••••• P•••••••• L••

PARK CITY, UT | PHOENIXVILLE, PA

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Search this name across graphsid dfx:ria:de333b5c-52d7-1492-1c60-ca5b67e2b095

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 23, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• I••••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• I••••••••• P•••••••• L••	Independent wealth	Feb 17, 2005	n/a	yes	PARK CITY, UT\|PHOENIXVILLE, PA\|PARK CITY, UT	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Jul 23, 2007	Jul 23, 2007	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	n/a	Jul 23, 2007	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ B••••• I••••••••• P•••••••• L••Registered adviserregistration: current employment
Feb 17, 2005 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jul 23, 2007 to Jul 23, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:de333b5c-52d7-1492-1c60-ca5b67e2b095
First observed: Jul 23, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.