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M••• H•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

M••• H•••••• M•••••

Advisor at O•• C•••••• M••••••••• L••

WESTLAKE VILLAGE, CA

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Search this name across graphsid dfx:ria:de34677a-0d1e-3389-dedf-7c151873c236

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 15, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 22, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•• C•••••• M••••••••• L••	Independent wealth	May 11, 2022	n/a	yes	WESTLAKE VILLAGE, CA	Current employment
F•••• T•••• A••••••• L•	Asset manager	Jan 22, 2013	Feb 2, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• T•••• A••••••• L•	O•• C•••••• M••••••••• L••	Feb 2, 2022	May 11, 2022	98	Firm change	Other
A••••••• E•••••••• I•••	F•••• T•••• A••••••• L•	Nov 19, 2012

Relationships

Registered with (3)

→ O•• C•••••• M••••••••• L••Registered adviserregistration: current employment
May 11, 2022 to presentfactForm ADV
→ F•••• T•••• A••••••• L•Registered adviserregistration: previous registration
Jan 22, 2013 to Feb 2, 2022factForm ADV
→ A••••••• E•••••••• I•••Registered adviserregistration: previous registration
Nov 15, 2010 to Nov 19, 2012factForm ADV

Dated events

Occurred
Feb 2, 2022
Advisor changed firm
M••• H•••••• M••••• left F•••• T•••• A••••••• L• for O•• C•••••• M••••••••• L•• (registered 2022-05-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:de34677a-0d1e-3389-dedf-7c151873c236
First observed: Nov 15, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.