DFX Intelligence

L•••• A•• K••••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

L•••• A•• K••••••• H••••••

Advisor at M••••••••• R•••••••••

WASHINGTON, DC | Glastonbury, CT

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Search this name across graphsid dfx:ria:de412d7e-019b-9698-1de9-28c1e03ee93a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 23, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••••• R•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 3, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••••• R•••••••••	Bd affiliated wealth	Jan 17, 2013	n/a	yes	WASHINGTON, DC\|Glastonbury, CT	Current employment
G••••• P•••••••• S••••••••• I•••	Former SEC adviser	Oct 23, 2006	Jan 9, 2013	no	HARTFORD, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• P•••••••• S••••••••• I•••	M••••••••• R•••••••••	Jan 9, 2013	Jan 17, 2013	8	Firm change	Other

Relationships

Registered with (2)

→ M••••••••• R•••••••••Registered adviserregistration: current employment
Jan 17, 2013 to presentfactForm ADV
→ G••••• P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 23, 2006 to Jan 9, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:de412d7e-019b-9698-1de9-28c1e03ee93a
First observed: Oct 23, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.