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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
COLORADO SPRINGS, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Sep 3, 2021 | n/a | yes | COLORADO SPRINGS, CO | Current employment |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Apr 16, 1999 | Sep 29, 2021 | no | COLORADO SPRINGS, CO|COLORADO SPRINGS, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | RAYMOND JAMES & ASSOCIATES, INC. | Sep 29, 2021 | Sep 3, 2021 | -26 | Firm change | Ibd to ibd |