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Advisor at LPL FINANCIAL LLC
SHREWSBURY, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 11, 2023 | n/a | yes | SHREWSBURY, MA | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Apr 7, 2014 | Aug 14, 2023 | no | Northborough, MA|Shrewsbury, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | LPL FINANCIAL LLC | Aug 14, 2023 | Aug 11, 2023 | -3 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8032:6413:MA:2023-08-14 | Aug 14, 2023 | Aug 11, 2023 | SHREWSBURY, MA | Firm change |