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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

SOFIA BUCAY

Advisor at BOLTON GLOBAL ASSET MANAGEMENT

SAN DIEGO, CA | BOLTON, MA

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Search this name across graphsid dfx:ria:de61c51a-1a9b-71dc-7046-b53b1923e511

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BOLTON GLOBAL ASSET MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jun 20, 2002
First registration: Mar 30, 2010
Dual registered: yes, broker-dealer
Other names: SOFIA BUCAY BISSU|SOFIA BUCAY|SOFIA BUCAY DE DANIEL|SOFIA BUCAY DE DANIEL
IAPD individual key: 4508509

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BOLTON GLOBAL ASSET MANAGEMENT	Bd affiliated wealth	Mar 24, 2025	n/a	yes	BOLTON, MA\|SAN DIEGO, CA	Current employment
LIFEINVEST WEALTH MANAGEMENT, LTD	Independent wealth	Oct 2, 2018	Mar 25, 2025	no	San Diego, CA\|MIAMI, FL\|San Diego, CA	Previous registration
IPG INVESTMENT ADVISORS, LLC	Mixed wealth	Apr 13, 2010	Oct 1, 2018	no	SAN DIEGO, CA	Previous registration
INVESTMENT PLACEMENT GROUP	n/a	Mar 30, 2010	Jun 2, 2010	no	SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LIFEINVEST WEALTH MANAGEMENT, LTD	BOLTON GLOBAL ASSET MANAGEMENT	Mar 25, 2025	Mar 24, 2025	-1	Firm change	RIA to RIA
IPG INVESTMENT ADVISORS, LLC	LIFEINVEST WEALTH MANAGEMENT, LTD	Oct 1, 2018	Oct 2, 2018	1	Firm change	Other
INVESTMENT PLACEMENT GROUP	IPG INVESTMENT ADVISORS, LLC	Jun 2, 2010	Apr 13, 2010	-50	Firm change after gap	Other

Relationships

Registered with (4)

→ BOLTON GLOBAL ASSET MANAGEMENTRegistered adviserregistration: current employment
Mar 24, 2025 to presentfactForm ADV
→ LIFEINVEST WEALTH MANAGEMENT, LTDRegistered adviserregistration: previous registration
Oct 2, 2018 to Mar 25, 2025factForm ADV
→ IPG INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 13, 2010 to Oct 1, 2018factForm ADV
→ INVESTMENT PLACEMENT GROUPRegistered adviserregistration: previous registration
Mar 30, 2010 to Jun 2, 2010factForm ADV

Dated events

Occurred
Mar 25, 2025
Advisor changed firm
Sofia Bucay left Lifeinvest Wealth Management, Ltd for Bolton Global Asset Management (registered 2025-03-24)
Form ADVobserved 5 days ago