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Advisor at LPL FINANCIAL LLC
Mishawaka, IN | Benton Harbor, MI | Stevensville, MI | South Bend, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 18, 2022 | n/a | yes | Benton Harbor, MI|South Bend, IN|Stevensville, MI|Mishawaka, IN | Current employment |
| CUNA BROKERAGE SERVICES, INC. | Former SEC adviser | Oct 5, 2018 | May 18, 2022 | no | WAVERLY, IA|South Bend, IN|Mishawaka, IN|Saint Joseph, MI|Griffith, IN|Stevensville, MI|Benton Harbor, MI | Previous registration |
| ELDER LAW MANAGEMENT, ELDER LAW PLANNING SERVICES | Former SEC adviser | Oct 10, 2013 | Nov 12, 2013 | no | PITTSBURGH, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CUNA BROKERAGE SERVICES, INC. | LPL FINANCIAL LLC | May 18, 2022 | May 18, 2022 | 0 | Bulk transfer | Ibd to RIA |
| ELDER LAW MANAGEMENT, ELDER LAW PLANNING SERVICES | CUNA BROKERAGE SERVICES, INC. | Nov 12, 2013 | Oct 5, 2018 | 1,788 | Firm change after gap | Other |