DFX Intelligence

B•••••• K•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

B•••••• K•••• S••••••

Advisor at W••••••••• R••••••••• A•••••••

Atlanta, GA | ALISO VIEJO, CA

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Search this name across graphsid dfx:ria:de6c468e-9b25-dc1f-a6bc-580f51841a8b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 28, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• R••••••••• A•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Feb 2, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• R••••••••• A•••••••	Institutional manager	Dec 20, 2021	n/a	yes	ALISO VIEJO, CA\|Atlanta, GA	Current employment
A•• A•••••••• L••	Former SEC adviser	Mar 17, 2011	Mar 31, 2022	no	SUWANEE, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•• A•••••••• L••	W••••••••• R••••••••• A•••••••	Mar 31, 2022	Dec 20, 2021	-101	Firm change after gap	Other
A••••••• F•••••••• S••••••••• I••	A•• A•••••••• L••	Mar 8, 2018	Mar 17, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
156180:121254:GA:2022-03-31	Mar 31, 2022	Dec 20, 2021	SUWANEE, GA	Firm change after gap
106463:156180:GA:2018-03-08	Mar 8, 2018	Mar 17, 2011	LAWRENCEVILLE, GA	Firm change after gap

Relationships

Registered with (3)

→ W••••••••• R••••••••• A•••••••Registered adviserregistration: current employment
Dec 20, 2021 to presentfactForm ADV
→ A•• A•••••••• L••Registered adviserregistration: previous registration
Mar 17, 2011 to Mar 31, 2022factForm ADV
→ A••••••• F•••••••• S••••••••• I••Registered adviserregistration: previous registration
Oct 28, 2004 to Mar 8, 2018factForm ADV

Dated events

Occurred
Mar 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:de6c468e-9b25-dc1f-a6bc-580f51841a8b
First observed: Oct 28, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.