DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••••• I••••••••• A••••••• L••
Portland, OR | PHOENIX, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••••• I••••••••• A••••••• L•• | Other adviser | Sep 12, 2017 | n/a | yes | Portland, OR|PHOENIX, AZ | Current employment |
| W•••••• S••••••••• I••• | Bd affiliated wealth | Jun 14, 2016 | Aug 11, 2017 | no | LAKE OSWEGO, OR |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••••• S••••••••• I••• | S•••••••• I••••••••• A••••••• L•• | Aug 11, 2017 | Sep 12, 2017 | 32 | Firm change | Other |
| M••••• S•••••• | W•••••• S••••••••• I••• | Mar 15, 2016 | Jun 14, 2016 |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Mar 15, 2016 | no | Lake Oswego, OR | Previous registration |
| M••••• S•••••• • C•• L•• | n/a | Apr 2, 2007 | Jun 1, 2009 | no | LAKE OSWEGO, OR | Previous registration |
| M••••• S•••••• D• I••• | n/a | Aug 5, 2004 | Apr 2, 2007 | no | LAKE OSWEGO, OR|LAKE OSWEGO, OR | Previous registration |
| 91 |
| Firm change |
| Other |
| M••••• S•••••• • C•• L•• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| M••••• S•••••• D• I••• | M••••• S•••••• • C•• L•• | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |